DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Buckley Wealth
Legal name Buckley Wealth Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Jan 20, 2017 · 36 filings
SEC status approved since Feb 17, 2017
RAUM
$644M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
78%
$503M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$129M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$644M as of Mar 31, 2026
Feb 14, 2018$465M then
HNW client RAUM$477M as of Mar 31, 2026
Feb 14, 2018$294M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
Feb 14, 20183 then
Employees (5.A)6 as of Mar 31, 2026
Feb 14, 20184 then
Private funds: no history
RAUM +10% over the last fiscal year+9.9% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $129MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $359M, 131 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$477M74%
- Charitable organizations$122M19%
- Individuals$25.9M4.0%
- Corporations and businesses$13.6M2.1%
- Pension and profit-sharing plans$6.0M0.9%
- Individual clients
- 86reported
- HNW clients
- 124reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 614reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $359M for 131 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.78 fund_share=0.0 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian Joseph Buckley | Las Vegas, Nv | Feb 17, 2017 | 46 y | 3 |
| Lori Lynn ChittendenCertified Financial Planner | Las Vegas, Nv | Feb 28, 2017 | 32 y | 4 |
| Matthew Rossi Brunelle | Las Vegas, Nv | Nov 12, 2019 | 10 y | 0 |
| Cameron John Nicholas Dunaway | Las Vegas, Nv | Mar 4, 2024 | 12 y | 0 |
| John Michael Buckley | Las Vegas, Nv | Jul 26, 2025 | 14 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Kristina Maria Paget to Edward JonesJun 6, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- John Michael Buckley from Morgan StanleyJul 26, 2025 · Wirehouse to independent RIA
- Kristina Maria Paget from Mcclarren Financial AdvisorsAug 2, 2021 · RIA to RIA
- Lori Lynn Chittenden from Morgan StanleyFeb 28, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Brian Joseph Buckley from Morgan StanleyFeb 17, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Morgan StanleyFeb 23, 2017 · Las Vegas, Nv
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Brian Buckley · Managing Partner/ Trusteecontrolsince 02/2017 · owns 25% to 50%
- E. Susan Buckley · Chief Compliance Officer/ Trusteecontrolsince 02/2017 · owns 25% to 50%
- Michael John Buckley · Membersince 02/2017 · owns 5% to 10%
Entity owners
- Brian J. And Susan E. Buckley Family Trust Dated December 11, 1986 · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Las Vegas, Nv · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 594 to 614Aug 29, 2025 to Mar 31, 2026
- Advisory employees · 4 to 5Aug 29, 2025 to Mar 31, 2026
- Business name · BUCKLEY WEALTH MANAGEMENT, LLC to BUCKLEY WEALTHAug 29, 2025 to Mar 31, 2026
- HNW clients · 119 to 124Aug 29, 2025 to Mar 31, 2026
- Individual clients · 89 to 86Aug 29, 2025 to Mar 31, 2026
- Assets in custody · $415M to $359MAug 29, 2025 to Mar 31, 2026
- Employees · 5 to 6Aug 29, 2025 to Mar 31, 2026
- State-registered IARs · 4 to 5Aug 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $583M to $644MAug 29, 2025 to Mar 31, 2026
- HNW RAUM · $430M to $477MAug 29, 2025 to Mar 31, 2026
- Individual RAUM · $26.5M to $25.9MAug 29, 2025 to Mar 31, 2026
- Pension RAUM · $8.5M to $6.0MAug 29, 2025 to Mar 31, 2026
- RAUM · $583M to $644MAug 29, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Apr 30, 2025 to Jul 22, 2025
- Accounts · 598 to 594May 21, 2024 to Jan 31, 2025
- Advisory employees · 3 to 4May 21, 2024 to Jan 31, 2025
- Corporate clients · 9 to 7May 21, 2024 to Jan 31, 2025
- HNW clients · 111 to 119May 21, 2024 to Jan 31, 2025
- Individual clients · 97 to 89May 21, 2024 to Jan 31, 2025
- Assets in custody · $387M to $415MMay 21, 2024 to Jan 31, 2025
- State-registered IARs · 3 to 4May 21, 2024 to Jan 31, 2025
- Discretionary RAUM · $542M to $583MMay 21, 2024 to Jan 31, 2025
- HNW RAUM · $400M to $430MMay 21, 2024 to Jan 31, 2025
- Individual RAUM · $27.2M to $26.5MMay 21, 2024 to Jan 31, 2025
- Pension RAUM · unset to 8547255.0May 21, 2024 to Jan 31, 2025
- RAUM · $542M to $583MMay 21, 2024 to Jan 31, 2025
- Accounts · 612 to 598Mar 9, 2023 to Feb 23, 2024
- Charity clients · 8 to 7Mar 9, 2023 to Feb 23, 2024
- HNW clients · 116 to 111Mar 9, 2023 to Feb 23, 2024
- Individual clients · 84 to 97Mar 9, 2023 to Feb 23, 2024
- Assets in custody · $343M to $387MMar 9, 2023 to Feb 23, 2024
- Discretionary RAUM · $485M to $542MMar 9, 2023 to Feb 23, 2024
- HNW RAUM · $353M to $400MMar 9, 2023 to Feb 23, 2024
- Individual RAUM · $17.6M to $27.2MMar 9, 2023 to Feb 23, 2024
- Pension RAUM · 11128591.0 to unsetMar 9, 2023 to Feb 23, 2024
- RAUM · $485M to $542MMar 9, 2023 to Feb 23, 2024
- Accounts · 626 to 612Feb 2, 2022 to Jan 25, 2023
- Advisory employees · 4 to 3Feb 2, 2022 to Jan 25, 2023
- HNW clients · 113 to 116Feb 2, 2022 to Jan 25, 2023
- Individual clients · 93 to 84Feb 2, 2022 to Jan 25, 2023
Signals
2 dated events
- Kristina Maria Paget left Buckley Wealth for Edward Jones (registered 2026-07-28)Jun 6, 2022 · Advisor changed firm · fact
- Bwm, Llc filed its initial SEC registration (Form ADV)Jan 20, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@buckleywealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- susan.buckley@buckleywealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 702-805-1010reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/11154255reportedpublic record, Form ADV, Sep 17, 2026
- Website
- BUCKLEYWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 702-805-1010reportedpublic record, Form ADV, Mar 31, 2026
- Team page
- buckleywealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $129Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026