DFX Intelligence
Advisor moves
Arrivals at Seattle Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dan Dae Young Uhm | American Institutional Assets, LLC no RAUM | Seattle Wealth Management LLC independent RIA | Other | Dec 31, 2020 | Dec 7, 2022 (706 d) |
| Eric Arthur Johnson | Commonwealth Financial Network national BD | Seattle Wealth Management LLC other | Other | Mar 7, 2017 | Aug 24, 2017 (170 d) |
| Dan Dae Young Uhm | Commonwealth Financial Network national BD | Seattle Wealth Management LLC other | Other | Mar 7, 2017 | Aug 23, 2017 (169 d) |
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3 moves match.