DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Scottsdale Wealth Advisory LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Noel Grossman | Advice And Planning Services BD affiliated | Scottsdale Wealth Advisory LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 1, 2023 | Oct 27, 2023 (87 d) |
| Andrew Nathan Rojas | Securities America Advisors, Inc. BD affiliated | Scottsdale Wealth Advisory LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 28, 2022 | Aug 22, 2022 |
| David Taylor D'Eredita | Secure Investment Management, LLC independent RIA | Scottsdale Wealth Advisory LLC state registered | RIA to a state-registered adviser | Jun 10, 2019 | Jul 15, 2019 (35 d) |
| Brent Matthew | Secure Investment Management, LLC other | Scottsdale Wealth Advisory LLC state registered | Other | Nov 1, 2016 | Dec 2, 2016 (31 d) |
| Danielle Marie Meister | UBS Financial Services Inc. wirehouse | Scottsdale Wealth Advisory LLC state registered | Wirehouse to a state-registered adviser | Sep 14, 2016 | Jul 17, 2018 (671 d) |
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5 moves match.