DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wallace Hart Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chad H Kobes | Advice And Planning Services other | Wallace Hart Capital Management independent RIA | Other | Oct 12, 2017 | Jun 12, 2018 (243 d) |
| Jessica Louise Bedell | UBS Financial Services Inc. wirehouse | Wallace Hart Capital Management independent RIA | Wirehouse to independent RIA | Mar 17, 2017 | Jun 21, 2024 (2653 d) |
| Jeremy Wallace | UBS Financial Services Inc. wirehouse | Wallace Hart Capital Management independent RIA | Wirehouse to independent RIA | Feb 28, 2017 | Aug 19, 2024 (2729 d) |
| Michael Andrew Hart | UBS Financial Services Inc. wirehouse | Wallace Hart Capital Management independent RIA | Wirehouse to independent RIA | Feb 28, 2017 | Nov 18, 2025 (3185 d) |
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4 moves match.