DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••• H••• C•••••• M•••••••••
Legal name W•••••• H••• L••
Latest filing Mar 24, 2026
First filing on the tape Jan 4, 2017 · 22 filings
SEC status approved since Jan 13, 2017
RAUM
$264M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
92%
$242M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$66.0M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$264M as of Mar 24, 2026
Mar 26, 2018$137M then
HNW client RAUM$189M as of Mar 24, 2026
Mar 26, 2018$63.4M then
State-registered IARs (5.B.3)4 as of Mar 24, 2026
Mar 26, 20183 then
Employees (5.A)5 as of Mar 24, 2026
Mar 26, 20183 then
Private funds1 as of Mar 24, 2026
Mar 31, 20221 then
RAUM +3.3% over the last fiscal year+7.1% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $66.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $302,407derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$189M72%
- Individuals$52.8M20%
- Pooled investment vehicles$17.5M6.6%
- Pension and profit-sharing plans$4.3M1.6%
- Individual clients
- 138reported
- HNW clients
- 89reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 873reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.92 fund_share=0.07 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• L••••• B••••• | Lexington, Ky | Jun 21, 2024 | 19 y | 1 |
| J••••• W•••••• | Lexington, Ky | Aug 19, 2024 | 25 y | 2 |
| B•••••• J•• S•••• | Lexington, Ky | Sep 19, 2024 | 11 y | 0 |
| M•••••• A••••• H••• | Lexington, Ky | Nov 18, 2025 | 14 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••• H• K•••• to B•• W••••• M••••••••• L••Mar 10, 2023 · RIA to a state-registered adviser
Joined, latest
- M•••••• A••••• H••• from U•• F•••••••• S••••••• I•••Nov 18, 2025 · Wirehouse to independent RIA
- J••••• W•••••• from U•• F•••••••• S••••••• I•••Aug 19, 2024 · Wirehouse to independent RIA
- J•••••• L••••• B••••• from U•• F•••••••• S••••••• I•••Jun 21, 2024 · Wirehouse to independent RIA
- C••• H• K•••• from A••••• A•• P••••••• S•••••••Jun 12, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from U•• F•••••••• S••••••• I•••Feb 28, 2017 · Lexington, Ky
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••••• H••• M••••••• F•••• L• | Hedge Fund | $22.0M | 33 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• J••••••• L••••• · Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
- H•••• M••••••• A••••• · Founder, Member & Chief P••••••• Strategistcontrolsince 02/2017 · owns less than 5%
- W••••••• J•••••• N••••• · Founder, Elected Manager & Chief Investment Officercontrolsince 02/2017 · owns less than 5%
- H•••• M••••••• A••••• · Manager And Membercontrolsince 06/2019 · owns 75% or more of H••• C••••••••• L••
- W••••••• J•••••• N••••• · Manager And Membercontrolsince 06/2019 · owns 75% or more of B••••• W••••••• L••
Entity owners
- B••••• W••••••• L•• · Ownerdirect · owns 50% to 75%
- H••• C••••••••• L•• · Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- W•••••• H••• C•••••• P•••••••• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lexington, Ky · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 763 to 873Sep 24, 2025 to Mar 24, 2026
- Advisory employees · 4 to 3Sep 24, 2025 to Mar 24, 2026
- HNW clients · 80 to 89Sep 24, 2025 to Mar 24, 2026
- Individual clients · 143 to 138Sep 24, 2025 to Mar 24, 2026
- Pension plan clients · 0 to 1Sep 24, 2025 to Mar 24, 2026
- Employees · 6 to 5Sep 24, 2025 to Mar 24, 2026
- State-registered IARs · 5 to 4Sep 24, 2025 to Mar 24, 2026
- Other offices · 1 to 0Sep 24, 2025 to Mar 24, 2026
- Discretionary RAUM · $252M to $261MSep 24, 2025 to Mar 24, 2026
- HNW RAUM · $178M to $189MSep 24, 2025 to Mar 24, 2026
- Individual RAUM · $52.9M to $52.8MSep 24, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $3.2M to $3.2MSep 24, 2025 to Mar 24, 2026
- Pension RAUM · $0 to $4.3MSep 24, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $24.9M to $17.5MSep 24, 2025 to Mar 24, 2026
- RAUM · $256M to $264MSep 24, 2025 to Mar 24, 2026
- Related insurance company · false to trueJul 11, 2025 to Sep 24, 2025
- Advisory employees · 3 to 4Mar 10, 2025 to Jul 11, 2025
- Employees · 8 to 6Mar 10, 2025 to Jul 11, 2025
- Financial planning clients · 1-10 to 1-10Mar 10, 2025 to Jul 11, 2025
- State-registered IARs · 4 to 5Mar 10, 2025 to Jul 11, 2025
- Other offices · 0 to 1Mar 10, 2025 to Jul 11, 2025
- Accounts · 635 to 763Mar 19, 2024 to Mar 10, 2025
- HNW clients · 65 to 80Mar 19, 2024 to Mar 10, 2025
- Individual clients · 146 to 143Mar 19, 2024 to Mar 10, 2025
- Employees · 5 to 8Mar 19, 2024 to Mar 10, 2025
- Discretionary RAUM · $208M to $252MMar 19, 2024 to Mar 10, 2025
- HNW RAUM · $160M to $178MMar 19, 2024 to Mar 10, 2025
- Individual RAUM · $52.1M to $52.9MMar 19, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $26.0M to $3.2MMar 19, 2024 to Mar 10, 2025
- Pooled vehicle RAUM · $22.0M to $24.9MMar 19, 2024 to Mar 10, 2025
- RAUM · $234M to $256MMar 19, 2024 to Mar 10, 2025
- Accounts · 770 to 635Mar 30, 2023 to Mar 19, 2024
- Advisory employees · 2 to 3Mar 30, 2023 to Mar 19, 2024
- Assets in custody · unset to 0.0Mar 30, 2023 to Mar 19, 2024
- Custody of client assets · false to trueMar 30, 2023 to Mar 19, 2024
- Employees · 3 to 5Mar 30, 2023 to Mar 19, 2024
- State-registered IARs · 3 to 4Mar 30, 2023 to Mar 19, 2024
- Discretionary RAUM · $177M to $208MMar 30, 2023 to Mar 19, 2024
- HNW RAUM · $146M to $160MMar 30, 2023 to Mar 19, 2024
- Individual RAUM · $50.3M to $52.1MMar 30, 2023 to Mar 19, 2024
Signals
3 dated events
- C••• H• K•••• left W•••••• H••• C•••••• M••••••••• for B•• W••••• M••••••••• L•• (registered 2023-05-30)Mar 10, 2023 · Advisor changed firm · fact
- Louise Jessica Bedell (Chief Compliance Officer) appeared on Schedule A of W•••••• H••• C•••••• M•••••••••Sep 14, 2021 · Control person joined · fact
- N••••• A••••• L•• filed its initial SEC registration (Form ADV)Jan 4, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 859-300-3025reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 859-300-3030reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/W••••••H•••reportedpublic record, Form ADV, Sep 19, 2026
- Website
- W••••••H•••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 859-300-3030reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026