DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nest Egg

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Paul SalomoneLPL Financial LLC BD affiliatedNest Egg independent RIAAffiliated broker-dealer or bank to independent RIAMay 16, 2024Jul 30, 2024 (75 d)
Daniel Alan ParkerAddison Capital independent RIANest Egg independent RIARIA to RIAMar 14, 2023Jul 12, 2018
Charles Anthony ScavoneAddison Capital independent RIANest Egg no RAUMOtherJul 29, 2020Aug 23, 2017
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3 moves match.