DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Penobscot Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Chase Hubbard | Strategic Advisers LLC national BD | Penobscot Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2026 | Apr 17, 2026 |
| Elizabeth Sandra Mckay | Coats Financial Planning state registered | Penobscot Financial Advisors independent RIA | Other | Jan 2, 2022 | Aug 5, 2022 (215 d) |
| Tyler James Hafford | Morgan Stanley wirehouse | Penobscot Financial Advisors independent RIA | Wirehouse to independent RIA | Apr 1, 2019 | Apr 3, 2019 |
| James Edgar Bradley | Mid Atlantic Financial Management, Inc. other | Penobscot Financial Advisors no RAUM | Other | Aug 1, 2017 | Jan 30, 2017 |
| Craig Arthur Joncas | Mid Atlantic Financial Management, Inc. other | Penobscot Financial Advisors no RAUM | Other | Jul 31, 2017 | Jan 30, 2017 |
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5 moves match.