DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Beacon Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cole Miles Erickson | Bankers Life Advisory Services, Inc. BD affiliated | Beacon Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2021 | Jan 4, 2024 (790 d) |
| Kylee Zane | Wells Fargo Advisors wirehouse | Beacon Capital, LLC independent RIA | Wirehouse to independent RIA | Jul 12, 2019 | Jul 11, 2019 |
| James Howard Locke | Voya Financial Advisors, Inc. other | Beacon Capital, LLC independent RIA | Other | Feb 23, 2017 | Mar 23, 2017 |
| Bret Lee Niemuth | Voya Financial Advisors, Inc. other | Beacon Capital, LLC independent RIA | Other | Nov 4, 2016 | Feb 14, 2017 (102 d) |
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4 moves match.