DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 1776 Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aamina Nadeem Siddiqui | Fidelity Personal And Workplace Advisors BD affiliated | 1776 Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Jun 20, 2024 |
| Charles Richard Ambroselli | Benedetti, Gucer & Associates independent RIA | 1776 Wealth LLC independent RIA | RIA to RIA | Mar 12, 2021 | Jun 15, 2021 (95 d) |
| Sean David O'Toole | UBS Financial Services Inc. wirehouse | 1776 Wealth LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 22, 2017 | Mar 13, 2017 |
| Deanna Leigh Suarez | UBS Financial Services Inc. wirehouse | 1776 Wealth LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Mar 22, 2017 | Mar 13, 2017 |
Page 1 of 1
4 moves match.