DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
1776 Wealth LLC
Latest filing Mar 30, 2026
First filing on the tape Jan 25, 2017 · 30 filings
SEC status approved since Feb 6, 2017
RAUM
$391M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
70%
$274M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$195M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$391M as of Mar 30, 2026
Feb 27, 2018$140M then
HNW client RAUM$267M as of Mar 30, 2026
Feb 27, 2018$133M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Feb 27, 20181 then
Employees (5.A)2 as of Mar 30, 2026
Feb 27, 20183 then
Private funds: no history
RAUM +5.0% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $195MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $896,254derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$267M68%
- Corporations and businesses$110M28%
- Individuals$7.7M2.0%
- Pension and profit-sharing plans$6.7M1.7%
- Individual clients
- 27reported
- HNW clients
- 48reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 436reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.7 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Deanna Leigh Suarez | Sandy Springs, Ga | Mar 13, 2017 | 21 y | 1 |
| Sean David O'TooleCertified Financial Planner | Sandy Springs, Ga | Mar 13, 2017 | 30 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Aamina Nadeem Siddiqui to Irc WealthAug 30, 2024 · RIA to RIA
- Charles Richard Ambroselli to Patton Albertson Miller Group, LLCJan 3, 2022 · RIA to RIA
Joined, latest
- Aamina Nadeem Siddiqui from Fidelity Personal And Workplace AdvisorsJun 20, 2024 · Affiliated broker-dealer or bank to independent RIA
- Charles Richard Ambroselli from Benedetti, Gucer & AssociatesJun 15, 2021 · RIA to RIA
- Deanna Leigh Suarez from UBS Financial Services Inc.Mar 13, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Sean David O'Toole from UBS Financial Services Inc.Mar 13, 2017 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from UBS Financial Services Inc.Mar 22, 2017 · Atlanta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Sean O'Toole · Managing Partnercontrolsince 09/2016 · owns 75% or more
- Leigh Deanna Suarez · Managing Partnercontrolsince 05/2022 · owns 10% to 25%
- Ryan Smith · Ccosince 10/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sandy Springs, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 367 to 436Sep 12, 2025 to Mar 30, 2026
- Corporate clients · 28 to 24Sep 12, 2025 to Mar 30, 2026
- HNW clients · 45 to 48Sep 12, 2025 to Mar 30, 2026
- Individual clients · 37 to 27Sep 12, 2025 to Mar 30, 2026
- Pension plan clients · 2 to 1Sep 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $372M to $391MSep 12, 2025 to Mar 30, 2026
- HNW RAUM · $205M to $267MSep 12, 2025 to Mar 30, 2026
- Individual RAUM · $46.7M to $7.7MSep 12, 2025 to Mar 30, 2026
- Pension RAUM · $7.9M to $6.7MSep 12, 2025 to Mar 30, 2026
- RAUM · $372M to $391MSep 12, 2025 to Mar 30, 2026
- Accounts · 363 to 367Nov 15, 2024 to Mar 28, 2025
- Corporate clients · 30 to 28Nov 15, 2024 to Mar 28, 2025
- HNW clients · 68 to 45Nov 15, 2024 to Mar 28, 2025
- Individual clients · 43 to 37Nov 15, 2024 to Mar 28, 2025
- Pension plan clients · 3 to 2Nov 15, 2024 to Mar 28, 2025
- Financial planning clients · 51-100 to 51-100Nov 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $360M to $372MNov 15, 2024 to Mar 28, 2025
- HNW RAUM · $196M to $205MNov 15, 2024 to Mar 28, 2025
- Individual RAUM · $38.3M to $46.7MNov 15, 2024 to Mar 28, 2025
- Pension RAUM · $7.6M to $7.9MNov 15, 2024 to Mar 28, 2025
- RAUM · $360M to $372MNov 15, 2024 to Mar 28, 2025
- Related broker-dealer · false to trueNov 15, 2024 to Mar 28, 2025
- Employees · 3 to 2Apr 19, 2024 to Nov 15, 2024
- State-registered IARs · 3 to 2Apr 19, 2024 to Nov 15, 2024
- Related adviser · true to falseApr 19, 2024 to Nov 15, 2024
- Accounts · 347 to 363Nov 10, 2023 to Mar 28, 2024
- Corporate clients · 19 to 30Nov 10, 2023 to Mar 28, 2024
- HNW clients · 42 to 68Nov 10, 2023 to Mar 28, 2024
- Individual clients · 32 to 43Nov 10, 2023 to Mar 28, 2024
- Pension plan clients · 1 to 3Nov 10, 2023 to Mar 28, 2024
- Discretionary RAUM · $235M to $360MNov 10, 2023 to Mar 28, 2024
- HNW RAUM · $132M to $196MNov 10, 2023 to Mar 28, 2024
- Individual RAUM · $33.4M to $38.3MNov 10, 2023 to Mar 28, 2024
- Pension RAUM · $3.7M to $7.6MNov 10, 2023 to Mar 28, 2024
- RAUM · $235M to $360MNov 10, 2023 to Mar 28, 2024
- Accounts · 335 to 347Jul 15, 2022 to Mar 21, 2023
- Corporate clients · unset to 19.0Jul 15, 2022 to Mar 21, 2023
- HNW clients · 263 to 42Jul 15, 2022 to Mar 21, 2023
- Individual clients · 69 to 32Jul 15, 2022 to Mar 21, 2023
- Pension plan clients · 3 to 1Jul 15, 2022 to Mar 21, 2023
Signals
4 dated events
- Aamina Nadeem Siddiqui left 1776 Wealth Llc for Irc Wealth (registered 2024-11-21)Aug 30, 2024 · Advisor changed firm · fact
- 1776 Wealth Llc reported RAUM $360.1M, up 53% from $235.3M (2023-11-10 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Charles Richard Ambroselli left 1776 Wealth Llc for Patton Albertson Miller Group, Llc (registered 2022-01-26)Jan 3, 2022 · Advisor changed firm · fact
- 1776 Wealth Llc filed its initial SEC registration (Form ADV)Jan 25, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 1776 Wealth LLC · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 678-257-2730reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- 1776WEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 678-257-2730reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- 1776wealth.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $195Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026