DFX Intelligence
Advisor moves
Arrivals at Beyond Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Phillip Karl Swenson | Raymond James Financial Services Advisors, Inc BD affiliated | Beyond Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2018 | Mar 27, 2018 |
| Ka Ki Kenneth Leung | Millar Financial other | Beyond Financial Services other | Other | Dec 31, 2016 | Jan 19, 2017 |
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2 moves match.