DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Prism Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan William Humbert | Td Ameritrade, Inc. no RAUM | Prism Advisors, Inc. independent RIA | Other | Jan 24, 2018 | Jan 9, 2018 |
| Mcginnis Andrew Mccoy | Wells Fargo Advisors wirehouse | Prism Advisors, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 2, 2017 | Mar 31, 2017 |
| Stacey Kiyomi Snow | Wells Fargo Advisors wirehouse | Prism Advisors, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | May 2, 2017 | Mar 31, 2017 |
| Diane Carol Vanaman | Citigroup Global Markets Inc. other | Prism Advisors, Inc. no RAUM | Other | Jul 18, 2003 | Apr 3, 2017 (5008 d) |
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4 moves match.