DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Define Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Wayan Schwab | Cerity Partners LLC independent RIA | Define Financial, LLC independent RIA | RIA to RIA | Apr 7, 2026 | Mar 9, 2026 |
| Joshua Alan Rendler | Pacific Wealth Management independent RIA | Define Financial, LLC independent RIA | RIA to RIA | Apr 18, 2023 | Apr 27, 2023 |
| Nicholas Alexander Schnieders | LPL Financial LLC independent RIA | Define Financial, LLC independent RIA | RIA to RIA | Jul 8, 2022 | Aug 4, 2022 |
| Tyler Joseph Aubrey | Securities America Advisors, Inc. BD affiliated | Define Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2019 | Apr 17, 2021 (523 d) |
| Taylor Robert Schulte | Advanced Practice Advisors, LLC other | Define Financial, LLC independent RIA | Other | Aug 18, 2017 | Apr 17, 2021 (1338 d) |
| Jonathan Michael Luskin | Advanced Practice Advisors, LLC other | Define Financial, LLC independent RIA | Other | Aug 18, 2017 | Jul 14, 2017 |
Page 1 of 1
6 moves match.