DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sfi Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrea Zilli | Cerity Partners LLC independent RIA | Sfi Advisors, LLC independent RIA | RIA to RIA | Jan 2, 2024 | Apr 24, 2025 (478 d) |
| Gregory Lewis Klar | Advice And Planning Services BD affiliated | Sfi Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Jan 25, 2022 (438 d) |
| Peter Elliott Goodman | Kestra Advisory Services, LLC other | Sfi Advisors, LLC no RAUM | Other | May 16, 2017 | May 23, 2017 |
| John Henry Sampers | Kestra Advisory Services, LLC other | Sfi Advisors, LLC no RAUM | Other | May 11, 2017 | May 12, 2017 |
| Christopher Robert Sampers | Kestra Advisory Services, LLC other | Sfi Advisors, LLC no RAUM | Other | May 11, 2017 | May 23, 2017 |
| Joel Abraham Schreiber | Kestra Advisory Services, LLC other | Sfi Advisors, LLC no RAUM | Other | May 11, 2017 | May 22, 2017 |
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6 moves match.