DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mra Advisory Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elizabeth Peterson WahligSecurian Financial Services, Inc. otherMra Advisory Group otherOtherJan 26, 2018Feb 6, 2018
Anthony Trevor SantolociAmeriprise Financial Services, LLC national BDMra Advisory Group no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 28, 2017Jun 26, 2017
Dalton Lee ChandlerAmeriprise Financial Services, LLC national BDMra Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2017Feb 27, 2023 (2096 d)
Paul Steven PlemenosAmeriprise Financial Services, LLC national BDMra Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2017Oct 3, 2018 (488 d)
Adam Charles AndersonAmeriprise Financial Services, LLC national BDMra Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAMay 30, 2017Oct 9, 2018 (497 d)
Marco LimaAmeriprise Financial Services, LLC national BDMra Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAMay 26, 2017Feb 23, 2023 (2099 d)
Nicholas PirsosEthos Investment Advisors, LLC unclassifiedMra Advisory Group independent RIAOtherJan 27, 2009Aug 25, 2020 (4228 d)
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7 moves match.