DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• A••••••• G••••
Latest filing Aug 3, 2026
First filing on the tape Mar 31, 2017 · 43 filings
SEC status approved since May 16, 2017
RAUM
$361M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$360M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$45.2M
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$361M as of Aug 3, 2026
Mar 28, 2018$173M then
HNW client RAUM$257M as of Aug 3, 2026
Mar 28, 2018$72.8M then
State-registered IARs (5.B.3)8 as of Aug 3, 2026
Mar 28, 20186 then
Employees (5.A)13 as of Aug 3, 2026
Mar 28, 201811 then
Private funds: 1
RAUM +23% over the last fiscal year+19% a year over threeIARs 8 to 8offices 4 to 5
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $45.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $181,271derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 1.3derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +26%derived
- Compensation
- percentage of assets, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$257M71%
- Individuals$103M28%
- Pension and profit-sharing plans$1.1M0.3%
- Individual clients
- 372reported
- HNW clients
- 125reported
- Pension plan clients
- 7reported
- Charitable clients
- 0reported
- Accounts
- 1,993reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $344M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• C• C•••• | Sarasota, Fl | Jun 22, 2017 | 12 y | 0 |
| E•••••••• P••••••• W••••• | Parsippany, Nj | Feb 6, 2018 | 15 y | 2 |
| J••••• A• V••••• | Sarasota, Fl | Aug 3, 2018 | 10 y | 0 |
| P••• S••••• P••••••• | Sarasota, Fl | Oct 3, 2018 | 28 y | 4 |
| A••• C•••••• A••••••• | Sarasota, Fl | Oct 9, 2018 | 21 y | 1 |
| M•••• L•••Certified Financial Planner | Sarasota, Fl | Feb 23, 2023 | 23 y | 1 |
| D••••• L•• C••••••• | Paducah, Ky | Feb 27, 2023 | 37 y | 5 |
| J••••••• P••••• D•••••• | SãO Paulo | Aug 29, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- N••••••• P••••• to F••••••••• C••••••Jun 6, 2023 · RIA to RIA
- A•••••• T••••• S•••••••• to G••••• G••••• H••• • C•• L••Aug 11, 2017 · Other
Joined, latest
- D••••• L•• C••••••• from A••••••••• F•••••••• S•••••••• L••Feb 27, 2023 · Affiliated broker-dealer or bank to independent RIA
- M•••• L••• from A••••••••• F•••••••• S•••••••• L••Feb 23, 2023 · Affiliated broker-dealer or bank to independent RIA
- N••••••• P••••• from E•••• I••••••••• A•••••••• L••Aug 25, 2020 · Other
- A••• C•••••• A••••••• from A••••••••• F•••••••• S•••••••• L••Oct 9, 2018 · Affiliated broker-dealer or bank to independent RIA
- P••• S••••• P••••••• from A••••••••• F•••••••• S•••••••• L••Oct 3, 2018 · Affiliated broker-dealer or bank to independent RIA
- E•••••••• P••••••• W••••• from S••••••• F•••••••• S•••••••• I•••Feb 6, 2018 · Other
- A•••••• T••••• S•••••••• from A••••••••• F•••••••• S•••••••• L••Jun 26, 2017 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from A••••••••• F•••••••• S•••••••• L••May 26, 2017 · Sparta, Nj
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•• C•••••• P••••••• L•no longer reported | Hedge Fund | $2.2M | 23 | Mar 28, 2018 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• A•••• C•••••• · Managing Membercontrolsince 05/2017 · owns 10% to 25%
- L•••• M•••• · Managing Member, Ccocontrolsince 05/2017 · owns 75% or more
Related persons
Schedule D 7.A
- M•• C•••••• M•••••••••investment advisern
- M•• C•••••• P••••••• G•pooled vehicle sponsorn
- M•• T•• S•••••••• L••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sarasota, Fl · principal | 8 | 0 | 0 | ||
| Parsippany, Nj | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Paducah, KY1 employees
- Tampa Bay, FL1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 22, 2026accounts (Item 5.F.2.f) moved from 401.0 to 1,993.0 (+397.0%) between the annual amendments of 2025-04-09 and 2026-04-22; the peer median change was +5.0% (3687 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 100% percentile
- HNW share shiftChange between filings · filing Apr 22, 2026HNW share of RAUM moved from 23.0% to 71.0% between the annual amendments of 2025-04-09 and 2026-04-22peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 401 to 1,993Jan 12, 2026 to Mar 27, 2026
- HNW clients · 35 to 125Jan 12, 2026 to Mar 27, 2026
- Individual clients · 361 to 372Jan 12, 2026 to Mar 27, 2026
- Pension plan clients · 5 to 7Jan 12, 2026 to Mar 27, 2026
- Employees · 12 to 13Jan 12, 2026 to Mar 27, 2026
- Discretionary RAUM · $294M to $348MJan 12, 2026 to Mar 27, 2026
- HNW RAUM · $68.8M to $257MJan 12, 2026 to Mar 27, 2026
- Individual RAUM · $224M to $103MJan 12, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $13.6MJan 12, 2026 to Mar 27, 2026
- Pension RAUM · $1.3M to $1.1MJan 12, 2026 to Mar 27, 2026
- RAUM · $294M to $361MJan 12, 2026 to Mar 27, 2026
- Wrap assets (manager) · $294M to $344MJan 12, 2026 to Mar 27, 2026
- HQ city · PARSIPPANY to SARASOTASep 15, 2025 to Jan 12, 2026
- HQ state · NJ to FLSep 15, 2025 to Jan 12, 2026
- Other offices · 4 to 5Sep 15, 2025 to Jan 12, 2026
- Financial planning clients · 251-500 to 251-500Feb 28, 2025 to Apr 9, 2025
- Accounts · 1,290 to 401Dec 2, 2024 to Feb 28, 2025
- Advisory employees · 6 to 8Dec 2, 2024 to Feb 28, 2025
- Corporate clients · 3 to 0Dec 2, 2024 to Feb 28, 2025
- HNW clients · 76 to 35Dec 2, 2024 to Feb 28, 2025
- Individual clients · 320 to 361Dec 2, 2024 to Feb 28, 2025
- Pension plan clients · 3 to 5Dec 2, 2024 to Feb 28, 2025
- Employees · 15 to 12Dec 2, 2024 to Feb 28, 2025
- Financial planning clients · 101-250 to 251-500Dec 2, 2024 to Feb 28, 2025
- State-registered IARs · 6 to 8Dec 2, 2024 to Feb 28, 2025
- Other offices · 3 to 4Dec 2, 2024 to Feb 28, 2025
- Discretionary RAUM · $246M to $294MDec 2, 2024 to Feb 28, 2025
- HNW RAUM · $162M to $68.8MDec 2, 2024 to Feb 28, 2025
- Individual RAUM · $83.5M to $224MDec 2, 2024 to Feb 28, 2025
- Pension RAUM · $248,923 to $1.3MDec 2, 2024 to Feb 28, 2025
- RAUM · $246M to $294MDec 2, 2024 to Feb 28, 2025
- Related adviser · true to falseDec 2, 2024 to Feb 28, 2025
- Wrap assets (manager) · unset to 293619805.0Dec 2, 2024 to Feb 28, 2025
- Wrap assets (sponsor) · unset to 0.0Dec 2, 2024 to Feb 28, 2025
- Other offices · 4 to 3Oct 17, 2024 to Dec 2, 2024
- Other offices · 3 to 4Oct 6, 2023 to Mar 11, 2024
- Discretionary RAUM · $214M to $246MOct 6, 2023 to Mar 11, 2024
- HNW RAUM · $49.7M to $162MOct 6, 2023 to Mar 11, 2024
- Individual RAUM · $163M to $83.5MOct 6, 2023 to Mar 11, 2024
- Pension RAUM · $554,307 to $248,923Oct 6, 2023 to Mar 11, 2024
Signals
3 dated events
- N••••••• P••••• left M•• A••••••• G•••• for F••••••••• C•••••• (registered 2023-08-17)Jun 6, 2023 · Advisor changed firm · fact
- Charles Adam Anderson (Managing Member) appeared on Schedule A of M•• A••••••• G••••Mar 27, 2019 · Control person joined · fact
- M••••• R••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 844-672-7623reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/mraadvisoryreportedpublic record, Form ADV, Sep 18, 2026
- Website
- mraadvisory.usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 844.672.7623reportedpublic record, Form ADV, Aug 3, 2026
- Contact form
- mraadvisory.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- mraadvisory.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $45.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026