DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Invicta Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jody C Knutsen | First Command Advisory Services BD affiliated | Invicta Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Jul 1, 2026 |
| Matthew Paul Rose | First Command Advisory Services BD affiliated | Invicta Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | Jul 23, 2026 (50 d) |
| Matthew Gerard Sebenoler | Wells Fargo Advisors wirehouse | Invicta Financial Group independent RIA | Wirehouse to independent RIA | Apr 14, 2025 | May 15, 2025 (31 d) |
| Ronald Michael Dennis | First Command Advisory Services BD affiliated | Invicta Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2024 | Jun 17, 2024 |
| Phillip Marron Mills | Sci, Inc. state registered | Invicta Financial Group independent RIA | Other | Feb 15, 2023 | Feb 2, 2023 |
| James Edward Latiolais | Cetera Advisor Networks LLC BD affiliated | Invicta Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2020 | Aug 14, 2020 (43 d) |
| George Ernest Stratmann | Cambridge Investment Research Advisors, Inc. BD affiliated | Invicta Financial Group no RAUM | Other | Sep 11, 2018 | Sep 6, 2019 (360 d) |
| Doyel Nmn Price | Cambridge Investment Research Advisors, Inc. BD affiliated | Invicta Financial Group no RAUM | Other | Sep 10, 2018 | Mar 18, 2018 |
| Barry Douglas Todd | Cambridge Investment Research Advisors, Inc. BD affiliated | Invicta Financial Group no RAUM | Other | Sep 10, 2018 | May 18, 2018 |
| Benjamin Alexander Williams | Cambridge Investment Research Advisors, Inc. BD affiliated | Invicta Financial Group no RAUM | Other | Sep 10, 2018 | May 17, 2018 |
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10 moves match.