DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Adaptive Financial Consulting, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shivjinder Paul Dhillon | Cambridge Investment Research Advisors, Inc. BD affiliated | Adaptive Financial Consulting, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2020 | Mar 3, 2023 (970 d) |
| Michael Christopher Krueger | Stratos Wealth Advisors LLC independent RIA | Adaptive Financial Consulting, LLC mixed wealth | RIA to RIA | Oct 1, 2019 | Sep 28, 2019 |
| Rachelle Renee Kovacs | Stratos Wealth Partners, Ltd other | Adaptive Financial Consulting, LLC mixed wealth | Other | Feb 7, 2018 | May 31, 2018 (113 d) |
| Jeremy Bigelow Thompson | Stratos Wealth Partners, Ltd other | Adaptive Financial Consulting, LLC mixed wealth | Other | Jul 28, 2017 | Jul 26, 2017 |
| Tobias Ryan Yearms | Stratos Wealth Partners, Ltd other | Adaptive Financial Consulting, LLC mixed wealth | Other | Jul 28, 2017 | Aug 3, 2017 |
| Jonathan Ian Grundman | Stratos Wealth Partners, Ltd other | Adaptive Financial Consulting, LLC mixed wealth | Other | Jul 10, 2017 | Aug 7, 2017 |
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6 moves match.