DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Compass Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lauren Michelle King | LPL Financial LLC other | Compass Advisors no RAUM | Other | May 31, 2017 | May 15, 2017 |
| Michael Anthony Cuneo | LPL Financial LLC other | Compass Advisors no RAUM | Other | May 31, 2017 | May 15, 2017 |
| Jeffrey Ryan Burke | Fusion Analytics Investment Partners LLC other | Compass Advisors independent RIA | Other | Dec 31, 2016 | Jul 19, 2021 (1661 d) |
| Brendan L Hyde | Principal Securities, Inc. other | Compass Advisors independent RIA | Other | Mar 30, 2015 | Oct 14, 2021 (2390 d) |
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4 moves match.