DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Clear Creek Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Niall DurstEquitable Advisors, LLC national BDClear Creek Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2025Oct 9, 2025 (36 d)
Chase C RojasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseClear Creek Advisors independent RIAWirehouse to independent RIAMay 30, 2024Feb 10, 2025 (256 d)
Scott Robert HollowayCambridge Investment Research Advisors, Inc. BD affiliatedClear Creek Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2023Feb 12, 2026 (946 d)
William Gatling BrossmanKestra Advisory Services, LLC BD affiliatedClear Creek Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 27, 2023Apr 18, 2023 (81 d)
Erik Lawrence KromTfo Wealth Partners otherClear Creek Advisors independent RIAOtherJul 5, 2017Jun 2, 2017
Eric Saxon FreehlingTransamerica Financial Advisors, LLC otherClear Creek Advisors independent RIAOtherDec 21, 2016Oct 31, 2017 (314 d)
Robert Paul KlaessAlphastar Capital Management otherClear Creek Advisors independent RIAOtherApr 1, 2014Aug 17, 2017 (1234 d)
Page 1 of 1
7 moves match.