DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tfo Wealth Partners
Legal name Tfo Wealth Partners, LLC
Latest filing Apr 24, 2026
First filing on the tape Nov 15, 2011 · 96 filings
SEC status approved since May 28, 2003
RAUM
$5.7B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
87%
$5.0B individuals and HNW
Advisors
36
registered through the firm on IAPD
RAUM per advisor
$157M
derived; firm RAUM over IAPD count
Employees
67
55 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
96 filings and snapshots on the tape
RAUM$5.7B as of Apr 24, 2026
Mar 28, 2012$891M then
HNW client RAUM$4.7B as of Apr 24, 2026
Mar 8, 2018$1.8B then
State-registered IARs (5.B.3)36 as of Apr 24, 2026
Mar 4, 201310 then
Employees (5.A)67 as of Apr 24, 2026
Mar 4, 201325 then
Private funds: no history
RAUM +17% over the last fiscal year+21% a year over threeIARs 36 to 36offices 10 to 11
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $157MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.1MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 3.0derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +23%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $951M, 1,050 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.7B83%
- Pension and profit-sharing plans$443M7.8%
- Individuals$270M4.8%
- Charitable organizations$179M3.2%
- Corporations and businesses$88.1M1.6%
- Individual clients
- 895reported
- HNW clients
- 920reported
- Pension plan clients
- 125reported
- Charitable clients
- 27reported
- Accounts
- 5,341reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $951M for 1,050 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
36 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Soltz Sherman | St Louis, Mo | Jan 15, 2007 | 19 y | 0 |
| Michael Seth Miller | Houston, Tx | Jan 19, 2010 | 17 y | 1 |
| Steven Joel SchwartzCertified Financial Planner | Houston, Tx | Jan 19, 2010 | 43 y | 2 |
| Christopher Jacob Winters | Maumee, Oh | Jan 28, 2010 | 21 y | 1 |
| Christopher Edward Erblich | Phoenix, Az | Feb 17, 2010 | 21 y | 2 |
| Brady Michael FineskeCertified Financial Planner | Maumee, Oh | Sep 1, 2011 | 23 y | 2 |
| James Robert HerrickCertified Financial Planner | Maumee, Oh | Sep 1, 2011 | 20 y | 2 |
| Melanie Marks Hitchen | Winchester, Va | May 8, 2014 | 13 y | 0 |
| Stephanie Mary Smith-TremoulisCertified Financial Planner | Winchester, Va | Jun 26, 2014 | 20 y | 4 |
| Scott Jeffrey Morgan | Maumee, Oh | Oct 15, 2015 | 11 y | 1 |
| Donald Richard Scott | Maumee, Oh | Jun 2, 2016 | 11 y | 0 |
| Megan O'Dean Cameron | Maumee, Oh | Jun 6, 2016 | 10 y | 1 |
| Tad Edward SobieszczanskiCertified Financial Planner | Maumee, Oh | Dec 5, 2016 | 10 y | 1 |
| Angelo Wells Spinazze | Maumee, Oh | Nov 20, 2017 | 10 y | 0 |
| Nicholas David Sponseller | Maumee, Oh | Feb 16, 2018 | 10 y | 0 |
| Bruce Donovan CartwrightCertified Financial Planner | Maumee, Oh | May 28, 2018 | 12 y | 0 |
| Sarah Ann Sherwin | Maumee, Oh | Mar 15, 2019 | 18 y | 1 |
| Matthew Taylor SchwartzCertified Financial Planner | Houston, Tx | Jan 20, 2020 | 12 y | 0 |
| John David CordesCertified Financial Planner | Maumee, Oh | Feb 26, 2020 | 12 y | 0 |
| Chad Wesley Kreilick | Maumee, Oh | Mar 30, 2021 | 16 y | 0 |
| Zowe Donya Clark | Maumee, Oh | May 19, 2022 | 13 y | 0 |
| Michael William Lynch | Maumee, Oh | Jun 6, 2022 | 11 y | 0 |
| Abigail Noelle CiucciCertified Financial Planner | Maumee, Oh | Aug 18, 2022 | 10 y | 0 |
| Jacob Steven Dryfuse | Maumee, Oh | Dec 13, 2022 | 12 y | 0 |
| Kristin Lea Rausch | Maumee, Oh | Feb 2, 2023 | 16 y | 0 |
| Nathan David AloiCertified Financial Planner | Maumee, Oh | Jun 13, 2023 | 11 y | 0 |
| Nicholas Herbert Bader | Maumee, Oh | Jul 21, 2023 | 12 y | 0 |
| Anna Maria Brubaker | Maumee, Oh | Dec 21, 2023 | 13 y | 0 |
| Matthew David SheridanCertified Financial Planner | Moorestown, Nj | May 6, 2025 | 18 y | 5 |
| Jaden Grant McmullenCertified Financial Planner | Maumee, Oh | Jul 2, 2025 | 10 y | 0 |
| Joseph Paul Krebs | Maumee, Oh | Nov 5, 2025 | 12 y | 0 |
| Zachary Augustus Kent | Maumee, Oh | Jan 21, 2026 | 10 y | 0 |
| Michael Glenn Rinaldi | Moreland Hills, Oh | May 11, 2026 | 26 y | 4 |
| Katharine Heller | Maumee, Oh | May 12, 2026 | 10 y | 0 |
| Jordan L CrabbCertified Financial Planner | Maumee, Oh | Jun 2, 2026 | 13 y | 4 |
| Jason Jeremy Eichenberg | Maumee, Oh | Jun 8, 2026 | 33 y | 0 |
Advisor movement
2 left, 2 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 5.6% of current headcount6 left over 36 months
Left, latest
- Grant S Sims to Sjs Investment ServicesApr 1, 2026 · RIA to RIA
- Grace Ann Touchette to Innovia Wealth, LLCSep 23, 2025 · RIA to RIA
- Joshua David Rochon to Advisory Alpha, LLCJun 28, 2025 · RIA to RIA
- Nicholas Paul Cosentino to FacetMay 12, 2025 · RIA to RIA
- Andrew James Nell to Greenspring Advisors, LLCMay 7, 2025 · RIA to RIA
- Marc Joseph Bergeron to Verde Capital Management, Inc.Jan 17, 2025 · RIA to RIA
- Jacob Matthew Gardner to Silver Oak Securities, Inc.Mar 27, 2023 · RIA to affiliated broker-dealer or bank
- Dejha Lee Krajcar to Principal Asset ManagementMar 27, 2023 · Other
- Ryan Andrew Zelaski to One To One, LLCMar 8, 2021 · Other
- Christopher George Roditis to Blackrock Investment Management, LLCFeb 14, 2020 · Other
- Chaz Robert Price to The Retirement Guys FormulaJan 20, 2020 · Other
- Vincent Eugene Delicata to One To One, LLCMar 15, 2019 · Other
- Nina Marie Dipalma to Kestra Advisory Services, LLCApr 19, 2018 · RIA to affiliated broker-dealer or bank
- Patrick Reed to One To One, LLCFeb 9, 2018 · Other
- Erik Lawrence Krom to Clear Creek AdvisorsJul 5, 2017 · Other
Joined, latest
- Jordan L Crabb from MarinerJun 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael Glenn Rinaldi from Enza Financial, LLCMay 11, 2026 · RIA to RIA
- Matthew David Sheridan from Vanguard Advisers, Inc.May 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Nicholas Paul Cosentino from Key Investment Services LLCSep 12, 2023 · Affiliated broker-dealer or bank to independent RIA
- Grant S Sims from Munn Wealth Management, LLCApr 12, 2022 · RIA to RIA
- Joshua David Rochon from Jdr Financial, LLCDec 9, 2021 · Other
- Dejha Lee Krajcar from Fifth Third Securities, Inc.Jun 11, 2019 · Affiliated broker-dealer or bank to independent RIA
- Sarah Ann Sherwin from Fifth Third Securities, Inc.Mar 15, 2019 · Affiliated broker-dealer or bank to independent RIA
- Chaz Robert Price from Raymond James Financial Services Advisors, IncFeb 4, 2019 · Affiliated broker-dealer or bank to independent RIA
- Christopher George Roditis from Edward JonesJul 26, 2018 · Affiliated broker-dealer or bank to independent RIA
- Nina Marie Dipalma from One To One, LLCNov 13, 2017 · Other
- Erik Lawrence Krom from Brookstone Wealth Advisors, LLCJan 23, 2015 · Other
- Matthew S Klaess from Brookstone Wealth Advisors, LLCJan 20, 2015 · Other
- Ryan Andrew Zelaski from Financial Telesis, Inc.Oct 21, 2014 · Other
- Stephanie Mary Smith-Tremoulis from LPL Financial LLCJun 26, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Brookstone Wealth Advisors, LLCMar 25, 2015 · Denver, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Donya Zowe Clark · Chief Compliance Officercontrolsince 01/2025 · owns less than 5%
- Edward Christopher Erblich · Chief Executive Officercontrolsince 08/2023 · owns less than 5%
- Michael Brady Fineske · Presidentcontrolsince 11/2015 · owns less than 5%
- Robert James Herrick · Executive Vice Presidentcontrolsince 03/2024 · owns less than 5%
- David Matthew Sheridan · Chief Investment Officercontrolsince 02/2025 · owns less than 5%
- Marie Adele Sobieszczanski · Executive Vice Presidentcontrolsince 07/2017 · owns less than 5%
- Richard Cleves Delp · Trusteecontrolsince 12/2009 · owns F of Msjmr 2008 Irrevocable Trust
- Edward Christopher Erblich · Managercontrolsince 01/2023 · owns F of Game 6 Holdings, LLC
Entity owners
- Tfo Partners, Inc. · Ownerdirect · owns 75% or more
- Game 6 Holdings, LLC · Ownerindirect · owns 50% to 75% of Tfo Partners, Inc.
- Game 6 Trust · Memberindirect · owns F of Game 6 Holdings, LLC
- Msjmr 2008 Irrevocable Trust · Ownerindirect · owns 25% to 50% of Tfo Partners, Inc.
- Tfo Trust Company, LLC · Trusteeindirect · owns F of Game 6 Trust
- Fineske Financial, LLC · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Husch Blackwell Llpn
- Tfo Family Office Partnersinvestment advisernRAUM $5.0B
- Tfo Trust Company, LLCy
Advisers that list Tfo Wealth Partners as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Maumee, Oh · principal | 36 | 6 | 2 | ||
| Houston, Tx | 3 | 0 | 0 | ||
| Phoenix, Az | 2 | 0 | 0 | ||
| Winchester, Va | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Houston, TX5 employees
- Phoenix, AZ2 employees
- Winchester, VA2 employees
- , 1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 24, 2026SHERIDAN, MATTHEW, DAVID (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-04-24peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 24, 2026Clark, Zowe, Donya (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-04-24peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 24, 2026DELP, CLEVES, RICHARD (TRUSTEE) left Schedule A between the filings of 2024-03-28 and 2026-04-24peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 24, 2026SOBIESZCZANSKI, ADELE, MARIE (EXECUTIVE VICE PRESIDENT) left Schedule A between the filings of 2024-03-28 and 2026-04-24peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Other offices · 10 to 11Mar 31, 2026 to Apr 24, 2026
- Accounts · 5,141 to 5,341Sep 11, 2025 to Mar 31, 2026
- Charity clients · 24 to 27Sep 11, 2025 to Mar 31, 2026
- HNW clients · 548 to 920Sep 11, 2025 to Mar 31, 2026
- Individual clients · 932 to 895Sep 11, 2025 to Mar 31, 2026
- Pension plan clients · 119 to 125Sep 11, 2025 to Mar 31, 2026
- Assets in custody · $980M to $951MSep 11, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.8B to $5.6BSep 11, 2025 to Mar 31, 2026
- HNW RAUM · $3.9B to $4.7BSep 11, 2025 to Mar 31, 2026
- Individual RAUM · $273M to $270MSep 11, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $53.0M to $45.1MSep 11, 2025 to Mar 31, 2026
- Pension RAUM · $369M to $443MSep 11, 2025 to Mar 31, 2026
- RAUM · $4.9B to $5.7BSep 11, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Jun 28, 2025 to Jul 11, 2025
- Other offices · 9 to 10Feb 12, 2025 to Apr 29, 2025
- Accounts · 4,670 to 5,141Apr 23, 2024 to Feb 12, 2025
- Advisory employees · 56 to 55Apr 23, 2024 to Feb 12, 2025
- Charity clients · 20 to 24Apr 23, 2024 to Feb 12, 2025
- Corporate clients · 20 to 19Apr 23, 2024 to Feb 12, 2025
- HNW clients · 476 to 548Apr 23, 2024 to Feb 12, 2025
- Individual clients · 969 to 932Apr 23, 2024 to Feb 12, 2025
- Pension plan clients · 117 to 119Apr 23, 2024 to Feb 12, 2025
- Assets in custody · $966M to $980MApr 23, 2024 to Feb 12, 2025
- Employees · 65 to 67Apr 23, 2024 to Feb 12, 2025
- State-registered IARs · 35 to 36Apr 23, 2024 to Feb 12, 2025
- Other offices · 8 to 9Apr 23, 2024 to Feb 12, 2025
- Discretionary RAUM · $3.9B to $4.8BApr 23, 2024 to Feb 12, 2025
- HNW RAUM · $3.2B to $3.9BApr 23, 2024 to Feb 12, 2025
- Individual RAUM · $291M to $273MApr 23, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $25.7M to $53.0MApr 23, 2024 to Feb 12, 2025
- Pension RAUM · $315M to $369MApr 23, 2024 to Feb 12, 2025
- RAUM · $3.9B to $4.9BApr 23, 2024 to Feb 12, 2025
- Discretionary RAUM · $3.9B to $3.9BMar 29, 2024 to Apr 15, 2024
- HNW RAUM · $3.2B to $3.2BMar 29, 2024 to Apr 15, 2024
- Pension RAUM · $318M to $315MMar 29, 2024 to Apr 15, 2024
- RAUM · $3.9B to $3.9BMar 29, 2024 to Apr 15, 2024
- Accounts · 4,578 to 4,670Dec 14, 2023 to Mar 28, 2024
- Charity clients · 19 to 20Dec 14, 2023 to Mar 28, 2024
- Corporate clients · 15 to 20Dec 14, 2023 to Mar 28, 2024
- HNW clients · 433 to 476Dec 14, 2023 to Mar 28, 2024
Signals
14 dated events
- Grant S Sims left Tfo Wealth Partners for Sjs Investment Services (registered 2026-04-01)Apr 1, 2026 · Advisor changed firm · fact
- Grace Ann Touchette left Tfo Wealth Partners for Innovia Wealth, Llc (registered 2025-09-25)Sep 23, 2025 · Advisor changed firm · fact
- Joshua David Rochon left Tfo Wealth Partners for Advisory Alpha, Llc (registered 2025-09-24)Jun 28, 2025 · Advisor changed firm · fact
- Nicholas Paul Cosentino left Tfo Wealth Partners for Facet (registered 2025-05-28)May 12, 2025 · Advisor changed firm · fact
- Andrew James Nell left Tfo Wealth Partners for Greenspring Advisors, Llc (registered 2025-07-30)May 7, 2025 · Advisor changed firm · fact
- Marc Joseph Bergeron left Tfo Wealth Partners for Verde Capital Management, Inc. (registered 2025-02-25)Jan 17, 2025 · Advisor changed firm · fact
- Vernon Robert Bowers (Coo & Chro) no longer on Schedule A of Tfo Wealth Partners (listed 2023-12-14, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Robert James Herrick (Executive Vice President) appeared on Schedule A of Tfo Wealth PartnersMar 28, 2024 · Control person joined · fact
- Lee Dejah Krajcar (Chief Compliance Officer) no longer on Schedule A of Tfo Wealth Partners (listed 2023-02-02, absent 2023-04-21)Apr 21, 2023 · Control person left · inference
- Jacob Matthew Gardner left Tfo Wealth Partners for Silver Oak Securities, Inc. (registered 2023-03-13)Mar 27, 2023 · Advisor changed firm · fact
- Dejha Lee Krajcar left Tfo Wealth Partners for Principal Asset Management (registered 2024-01-22)Mar 27, 2023 · Advisor changed firm · fact
- Lee Dejah Krajcar (Chief Compliance Officer) appeared on Schedule A of Tfo Wealth PartnersNov 21, 2019 · Control person joined · fact
- David Christopher Tracey (Chief Compliance Officer) no longer on Schedule A of Tfo Wealth Partners (listed 2019-11-08, absent 2019-11-21)Nov 21, 2019 · Control person left · inference
- Tfo Wealth Partners reported RAUM $2.4B, up 44% from $1.6B (2017-08-28 to 2018-03-08)Mar 8, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- TFO Wealth Partners · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/TFOWEALTHreportedpublic record, Form ADV, Sep 18, 2026
- Website
- TFOTRUST.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 419-891-9999reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $157Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026