DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kelly Capital Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephanie Kelly | Cwm, LLC BD affiliated | Kelly Capital Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 13, 2023 | Feb 15, 2023 |
| Ralph Lawrence Peeples | Park Avenue Securities LLC BD affiliated | Kelly Capital Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 21, 2021 | Jan 5, 2022 |
| Ralph Lawrence Peeples | Kovack Advisors, Inc. other | Kelly Capital Group, LLC state registered | Other | Jun 30, 2017 | Jul 5, 2017 |
| Ethan J Kelly | Kovack Advisors, Inc. other | Kelly Capital Group, LLC state registered | Other | Jun 30, 2017 | Jul 5, 2017 |
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4 moves match.