DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hightower Private Client

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aaron Roger McinerneySalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherNov 18, 2022Aug 11, 2017
Michelle Cisneros RuchSalient Advisors, L.P. asset managerHightower Private Client no RAUMOtherNov 18, 2022Aug 11, 2017
William Robinson WagnerSalient Advisors, L.P. asset managerHightower Private Client no RAUMOtherNov 18, 2022Aug 11, 2017
Heinrich GroblerHightower Advisors, LLC BD affiliatedHightower Private Client independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2020Oct 9, 2019
John Coleman DawsonSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 10, 2017
William Scott HillSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 10, 2017
Fred Leckie WilliamsSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 10, 2017
James Michael MaidaSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 10, 2017
J Matthew NewtownSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 10, 2017
Timothy Michael ConwaySalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 10, 2017
Stephen Dewalch StrakeSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 10, 2017
Amy Renee Cousin-LancasterSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 11, 2017
Craig Chambers DawsonSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 10, 2017
Michael Karl MithoffSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 15, 2017
James Griffin McginnessSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 10, 2017
Jeiccy James HakimSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 11, 2017
Heinrich GroblerSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 10, 2017
Alexandra Mcmaken KantalisSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 11, 2017
Brian Wayne JoinerSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 11, 2017
Shelby Elizabeth SouleSalient Capital Advisors, LLC otherHightower Private Client no RAUMOtherOct 10, 2017Aug 11, 2017
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20 moves match.