DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Music Row Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cynthia Robyn Durdin | Northwestern Mutual Investment Services,LLC no RAUM | Music Row Wealth Management independent RIA | Other | Jan 6, 2025 | Jan 14, 2025 |
| Joseph Patrick Pessetto | Wells Fargo Advisors wirehouse | Music Row Wealth Management independent RIA | Wirehouse to independent RIA | Sep 19, 2018 | Sep 18, 2018 |
| James Tracy Hackney | Northwestern Mutual Investment Services,LLC no RAUM | Music Row Wealth Management independent RIA | Other | Sep 14, 2016 | Jan 22, 2020 (1225 d) |
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3 moves match.