DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• R•• W••••• M•••••••••
Legal name M••• A•••••••• L••
Latest filing Mar 9, 2026
First filing on the tape Jun 14, 2017 · 28 filings
SEC status approved since Jul 14, 2017
RAUM
$432M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$412M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$144M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$432M as of Mar 9, 2026
Mar 15, 2018$103M then
HNW client RAUM$300M as of Mar 9, 2026
Mar 15, 2018$70.1M then
State-registered IARs (5.B.3)4 as of Mar 9, 2026
Mar 15, 20183 then
Employees (5.A)5 as of Mar 9, 2026
Mar 15, 20185 then
Private funds: no history
RAUM +21% over the last fiscal year+17% a year over threeIARs 5 to 4
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $144MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 116derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $404,177derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $6.4M, 46 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$300M70%
- Individuals$112M26%
- Corporations and businesses$17.9M4.2%
- Pension and profit-sharing plans$1.1M0.3%
- Banks and thrifts$576,9440.1%
- Individual clients
- 293reported
- HNW clients
- 56reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 1,068reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.4M for 46 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• T•••• H••••••Certified Financial Planner | Nashville, Tn | Jan 22, 2020 | 24 y | 2 |
| C•••••• R•••• D••••• | Nashville, Tn | Jan 14, 2025 | 22 y | 1 |
| L•••• J••• D••••Certified Financial Planner, Chartered Financial Consultant | Nashville, Tn | Mar 26, 2025 | 21 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount2 left over 36 months
Left, latest
- B•••••• T••••• O••••• to M••• C•••••• M••••••••• L••Feb 18, 2026 · Other
- J••••• P•••••• P••••••• to C•••••• C••••••• L••Jan 3, 2025 · RIA to RIA
Joined, latest
- C•••••• R•••• D••••• from N••••••••• M••••• I••••••••• S•••••••••Jan 14, 2025 · Other
- J•••• T•••• H•••••• from N••••••••• M••••• I••••••••• S•••••••••Jan 22, 2020 · Other
- J••••• P•••••• P••••••• from W•••• F•••• A•••••••Sep 18, 2018 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• T•••••• R•••• · Chief Compliance Officercontrolsince 11/2019 · owns less than 5%
- B•••••• M••••••• P•••••• · Membercontrolsince 04/2014 · owns 50% to 75% of C•••••• C••••••• L••
- D•••••• M•••• T•••• · Membercontrolsince 04/2014 · owns 50% to 75% of C•••••• C••••••• L••
Entity owners
- C•••••• C••••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- C•••••• C••••••• L••investment adviseryRAUM $426M
Advisers that list M•••• R•• W••••• M••••••••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Nashville, Tn · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Nashville, TN3 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 9, 2026RAUM per registered advisor of $143,887,151 against a peer median of $55,731,856 (3254 comparable advisers, 98.0th percentile, 3.1 robust deviations)peers: independent wealth managers, $100M to $500M (3,254) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1,466 to 1,068Jul 28, 2025 to Mar 9, 2026
- HNW clients · 48 to 56Jul 28, 2025 to Mar 9, 2026
- Individual clients · 279 to 293Jul 28, 2025 to Mar 9, 2026
- Assets in custody · $15.4M to $6.4MJul 28, 2025 to Mar 9, 2026
- Financial planning clients · 101-250 to 1-10Jul 28, 2025 to Mar 9, 2026
- Discretionary RAUM · $397M to $432MJul 28, 2025 to Mar 9, 2026
- HNW RAUM · $261M to $300MJul 28, 2025 to Mar 9, 2026
- Individual RAUM · $114M to $112MJul 28, 2025 to Mar 9, 2026
- Pension RAUM · $1.1M to $1.1MJul 28, 2025 to Mar 9, 2026
- RAUM · $397M to $432MJul 28, 2025 to Mar 9, 2026
- HNW clients · 45 to 48Jun 3, 2025 to Jul 28, 2025
- Individual clients · 267 to 279Jun 3, 2025 to Jul 28, 2025
- Pooled vehicle clients · 2 to 0Jun 3, 2025 to Jul 28, 2025
- Financial planning clients · 101-250 to 101-250Jun 3, 2025 to Jul 28, 2025
- Discretionary RAUM · $356M to $397MJun 3, 2025 to Jul 28, 2025
- HNW RAUM · $230M to $261MJun 3, 2025 to Jul 28, 2025
- Individual RAUM · $104M to $114MJun 3, 2025 to Jul 28, 2025
- Pension RAUM · $992,830 to $1.1MJun 3, 2025 to Jul 28, 2025
- Pooled vehicle RAUM · $7.6M to $0Jun 3, 2025 to Jul 28, 2025
- RAUM · $356M to $397MJun 3, 2025 to Jul 28, 2025
- Related adviser · false to trueJun 3, 2025 to Jul 28, 2025
- Accounts · 1,137 to 1,466Jun 3, 2025 to Jul 28, 2025
- Advisory employees · 5 to 4Feb 10, 2025 to Jun 3, 2025
- Employees · 6 to 5Feb 10, 2025 to Jun 3, 2025
- State-registered IARs · 5 to 4Feb 10, 2025 to Jun 3, 2025
- Accounts · 1,378 to 1,137Nov 8, 2024 to Jan 31, 2025
- Advisory employees · 4 to 5Nov 8, 2024 to Jan 31, 2025
- Business name · C•••••• C•••••• A•••••••• L•• to M•••• R•• W••••• M•••••••••Nov 8, 2024 to Jan 31, 2025
- Charity clients · unset to 0.0Nov 8, 2024 to Jan 31, 2025
- Corporate clients · 14.0 to unsetNov 8, 2024 to Jan 31, 2025
- HNW clients · 77 to 45Nov 8, 2024 to Jan 31, 2025
- Individual clients · 272 to 267Nov 8, 2024 to Jan 31, 2025
- Pooled vehicle clients · unset to 2.0Nov 8, 2024 to Jan 31, 2025
- Assets in custody · $7.9M to $15.4MNov 8, 2024 to Jan 31, 2025
- Financial planning clients · 26-50 to 101-250Nov 8, 2024 to Jan 31, 2025
- HQ city · FRANKLIN to NASHVILLENov 8, 2024 to Jan 31, 2025
- State-registered IARs · 4 to 5Nov 8, 2024 to Jan 31, 2025
- Legal name · C•••••• C•••••• A•••••••• L•• to M••• ADVISORS, LLCNov 8, 2024 to Jan 31, 2025
- Other offices · 2 to 0Nov 8, 2024 to Jan 31, 2025
- Discretionary RAUM · $324M to $356MNov 8, 2024 to Jan 31, 2025
Signals
7 dated events
- B•••••• T••••• O••••• left M•••• R•• W••••• M••••••••• for M••• C•••••• M••••••••• L•• (registered 2025-08-21)Feb 18, 2026 · Advisor changed firm · fact
- J••••• P•••••• P••••••• left M•••• R•• W••••• M••••••••• for C•••••• C••••••• L•• (registered 2025-01-07)Jan 3, 2025 · Advisor changed firm · fact
- Alan Keith Hays (Member) no longer on Schedule A of M•••• R•• W••••• M••••••••• (listed 2019-05-15, absent 2019-12-03)Dec 3, 2019 · Control person left · inference
- David Jeffrey Hays (Member) no longer on Schedule A of M•••• R•• W••••• M••••••••• (listed 2019-05-15, absent 2019-12-03)Dec 3, 2019 · Control person left · inference
- Lynn Wendy Vasquez (Chief Compliance Officer) no longer on Schedule A of M•••• R•• W••••• M••••••••• (listed 2019-05-15, absent 2019-12-03)Dec 3, 2019 · Control person left · inference
- R•••• T••••• L••••• (Chief Compliance Officer) appeared on Schedule A of M•••• R•• W••••• M•••••••••Dec 3, 2019 · Control person joined · fact
- C•••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 14, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/musicrowwealthmgmtreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (615) 647-5882reportedpublic record, Form ADV, Mar 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $144Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026