DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kleinfelder Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy J Davis | Latitude Advisors, LLC independent RIA | Kleinfelder Capital, Inc. independent RIA | RIA to RIA | Dec 1, 2025 | Dec 3, 2025 |
| Braden Seymour | Ae Wealth Management, LLC independent RIA | Kleinfelder Capital, Inc. independent RIA | RIA to RIA | Sep 19, 2024 | Feb 4, 2025 (138 d) |
| Michael Joseph Kleinfelder | Morgan Stanley wirehouse | Kleinfelder Capital, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 6, 2017 | Sep 5, 2017 |
| Julia Galioto | Morgan Stanley wirehouse | Kleinfelder Capital, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 6, 2017 | Nov 17, 2017 (72 d) |
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4 moves match.