DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Waterfront Financial Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Morris Felshaw | Morgan Stanley wirehouse | Waterfront Financial Management LLC independent RIA | Wirehouse to independent RIA | Feb 13, 2019 | Mar 18, 2019 (33 d) |
| Garrett Douglas Dastrup | Avantax Advisory Services other | Waterfront Financial Management LLC no RAUM | Other | Feb 1, 2018 | Sep 1, 2017 |
Page 1 of 1
2 moves match.