DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Magnus Financial Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jake Dean Blum | Northwestern Mutual Investment Services,LLC no RAUM | Magnus Financial Group LLC independent RIA | Other | Dec 8, 2025 | Dec 11, 2025 |
| William Joseph Bowden | MML Investors Services, LLC BD affiliated | Magnus Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 9, 2024 |
| Chase Wickenheiser | MML Investors Services, LLC BD affiliated | Magnus Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 19, 2023 |
| Drew Justin Collins | Greenwich Investment Management, Inc. independent RIA | Magnus Financial Group LLC independent RIA | RIA to RIA | Apr 22, 2022 | May 4, 2022 |
| James Scott Kephart | MML Investors Services, LLC BD affiliated | Magnus Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2022 | Jan 18, 2022 |
| Sharon Hayut | Morgan Stanley wirehouse | Magnus Financial Group LLC independent RIA | Wirehouse to independent RIA | Jan 14, 2022 | Dec 26, 2021 |
| Paul Frederick Hoerrner | Northwestern Mutual Investment Services,LLC no RAUM | Magnus Financial Group LLC independent RIA | Other | Sep 14, 2016 | Apr 1, 2020 (1295 d) |
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7 moves match.