DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tcm
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rebecca Davis Merkel | Wells Fargo Advisors wirehouse | Tcm independent RIA | Wirehouse to independent RIA | May 25, 2022 | May 20, 2024 (726 d) |
| Morris Gordon Nutt | Raymond James Financial Services Advisors, Inc other | Tcm no RAUM | Other | Oct 5, 2017 | Sep 15, 2017 |
| Carroll Douglas Davenport | Raymond James Financial Services Advisors, Inc other | Tcm no RAUM | Other | Oct 4, 2017 | Sep 18, 2017 |
Page 1 of 1
3 moves match.