DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peak Planning Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Ryan Oates | Commonwealth Financial Network national BD | Peak Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2025 | Mar 10, 2026 (197 d) |
| Susanna Langley Robinson | Raymond James Financial Services Advisors, Inc BD affiliated | Peak Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | May 30, 2024 (59 d) |
| Jessica Marie Scott | Robert W. Baird & Co. Incorporated mixed wealth | Peak Planning Group, LLC independent RIA | RIA to RIA | Mar 15, 2024 | May 23, 2024 (69 d) |
| David Lee Hall | Ameriprise Financial Services, LLC national BD | Peak Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2020 | Jan 3, 2023 (1021 d) |
| Louis Peter Patierno | Raymond James Financial Services Advisors, Inc other | Peak Planning Group, LLC independent RIA | Other | Oct 5, 2017 | May 23, 2018 (230 d) |
| Spencer Wynant | Raymond James Financial Services Advisors, Inc other | Peak Planning Group, LLC no RAUM | Other | Oct 5, 2017 | Dec 12, 2017 (68 d) |
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6 moves match.