DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sackett Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Tyler Mcbrayer | Charles Schwab & Co., Inc. national BD | Sackett Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2020 | Sep 14, 2020 (217 d) |
| Michael James Sackett | Independent Financial Group, LLC other | Sackett Wealth Advisors, Inc. no RAUM | Other | Nov 1, 2017 | Oct 31, 2017 |
| Shaun James Sackett | Independent Financial Group, LLC other | Sackett Wealth Advisors, Inc. independent RIA | Other | Nov 1, 2017 | Jan 1, 2025 (2618 d) |
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3 moves match.