DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Tyler Mcbrayer
Feed of 09/15/2026
At current firm
3 y
since Sep 6, 2023
In the industry
18 y
since May 16, 2008 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Prime Capital Financial mixed wealth currentsince Sep 6, 2023 · Overland Park, Ks
- M Holdings Securities, Inc. BD affiliatedFeb 21, 2023 to Sep 6, 2023 · Irvine, Ca
- West Wealth Group, LLC independent RIANov 3, 2021 to Nov 29, 2022 · Irvine, Ca
- Cooper Mcmanus independent RIAJul 7, 2021 to Dec 3, 2021 · Irvine, Ca
- Sackett Wealth Advisors, Inc. independent RIASep 14, 2020 to Jul 2, 2021 · Brea, Ca
- Charles Schwab & Co., Inc. national BDJul 23, 2018 to Feb 10, 2020 · Lake Oswego, Or
- Td Ameritrade, Inc. formerApr 19, 2018 to May 18, 2018 · San Diego, Ca
- Td Ameritrade, Inc. formerFeb 27, 2014 to Jan 17, 2017 · San Diego, Ca
- LPL Financial LLC BD affiliatedMay 19, 2008 to Mar 10, 2014 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- M Holdings Securities, Inc. to Prime Capital Financialleft Sep 6, 2023, registered Sep 6, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
- West Wealth Group, LLC to M Holdings Securities, Inc.left Nov 29, 2022, registered Feb 21, 2023 (84 days) · RIA to affiliated broker-dealer or bank
- Cooper Mcmanus to West Wealth Group, LLCleft Dec 3, 2021, registered Nov 3, 2021 (-30 days) · RIA to a newly registered adviser · moved with a team
- Sackett Wealth Advisors, Inc. to Cooper Mcmanusleft Jul 2, 2021, registered Jul 7, 2021 (5 days) · RIA to RIA
- Charles Schwab & Co., Inc. to Sackett Wealth Advisors, Inc.left Feb 10, 2020, registered Sep 14, 2020 (217 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left May 18, 2018, registered Jul 23, 2018 (66 days) · Other · moved with a team
- LPL Financial LLC to Td Ameritrade, Inc.left Mar 10, 2014, registered Feb 27, 2014 (-11 days) · Other
Signals
- Steven Tyler Mcbrayer left M Holdings Securities, Inc. for Prime Capital Financial (registered 2023-09-06)Sep 6, 2023 · Advisor changed firm · fact
- Steven Tyler Mcbrayer left West Wealth Group, Llc for M Holdings Securities, Inc. (registered 2023-02-21)Nov 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address