DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Little House Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Stanley Cross-Powers | Osaic Institutions, Inc. BD affiliated | Little House Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2022 | May 24, 2022 |
| Michael Charles Kozak | East Coast Asset Management, LLC other | Little House Capital, LLC no RAUM | Other | Jan 26, 2018 | Nov 15, 2017 |
| Robert Byron Murphy | East Coast Asset Management, LLC other | Little House Capital, LLC no RAUM | Other | Jan 26, 2018 | Nov 15, 2017 |
| Robert Cheney Stimson | People'S Securities, Inc. other | Little House Capital, LLC no RAUM | Other | Nov 9, 2017 | Nov 15, 2017 |
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4 moves match.