DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Masterpiece Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Scott Garberich | Precision Fiduciary Partners, LLC institutional | Masterpiece Capital, LLC mixed wealth | Other | Feb 15, 2021 | Mar 8, 2021 |
| Neil Christopher Guarniere | Lion Street Advisors, LLC BD affiliated | Masterpiece Capital, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2019 | Mar 6, 2020 (115 d) |
| Carlos Herman Lowenberg | Kestra Advisory Services, LLC other | Masterpiece Capital, LLC no RAUM | Other | Dec 1, 2017 | Jan 1, 2018 (31 d) |
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3 moves match.