DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• C••••••• L••
Latest filing Aug 13, 2026
First filing on the tape Oct 30, 2017 · 32 filings
SEC status approved since Nov 30, 2017
RAUM
$125M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
84%
$105M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$125M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$125M as of Aug 13, 2026
Mar 7, 2018$43.0M then
HNW client RAUM$103M as of Aug 13, 2026
Mar 7, 2018$30.6M then
State-registered IARs (5.B.3)1 as of Aug 13, 2026
Mar 7, 20181 then
Employees (5.A)4 as of Aug 13, 2026
Mar 7, 20185 then
Private funds: no history
RAUM -9.5% over the last fiscal year-0.9% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $125MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$103M83%
- Corporations and businesses$19.7M16%
- Individuals$1.5M1.2%
- Charitable organizations$155,2010.1%
- Individual clients
- 6reported
- HNW clients
- 19reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 86reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••• H••••• L••••••••Chartered Financial Consultant | Austin, Tx | Jan 1, 2018 | 31 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C••••••••• J•••• M•••• to P•••••••• F•••••••• P•••••••• L••Feb 3, 2025 · Other
- M•••••• S•••• G•••••••• to P•••••••• F•••••••• P•••••••• L••Jun 25, 2021 · Other
- N••• C••••••••• G•••••••• to L•••••• I•••••••••Mar 11, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
- M•••••• S•••• G•••••••• from P•••••••• F•••••••• P•••••••• L••Mar 8, 2021 · Other
- N••• C••••••••• G•••••••• from L••• S••••• A•••••••• L••Mar 6, 2020 · Affiliated broker-dealer or bank to independent RIA
- C••••• H••••• L•••••••• from K••••• A••••••• S•••••••• L••Jan 1, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••••••• C•••••• H••••• · Managing Member & Chief Compliance Officercontrolsince 11/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Austin, Tx · principal | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 3 to 4Aug 29, 2025 to Mar 25, 2026
- Discretionary RAUM · $138M to $125MAug 29, 2025 to Mar 25, 2026
- HNW RAUM · $116M to $103MAug 29, 2025 to Mar 25, 2026
- Individual RAUM · $3.8M to $1.5MAug 29, 2025 to Mar 25, 2026
- RAUM · $138M to $125MAug 29, 2025 to Mar 25, 2026
- Financial planning clients · 0 to 0Jun 4, 2025 to Aug 29, 2025
- Accounts · 103 to 86Sep 4, 2024 to Feb 14, 2025
- Advisory employees · 2 to 1Sep 4, 2024 to Feb 14, 2025
- Corporate clients · 6.0 to unsetSep 4, 2024 to Feb 14, 2025
- HNW clients · 16 to 19Sep 4, 2024 to Feb 14, 2025
- Individual clients · 7 to 6Sep 4, 2024 to Feb 14, 2025
- Employees · 4 to 3Sep 4, 2024 to Feb 14, 2025
- State-registered IARs · 2 to 1Sep 4, 2024 to Feb 14, 2025
- Discretionary RAUM · $148M to $138MSep 4, 2024 to Feb 14, 2025
- HNW RAUM · $92.7M to $116MSep 4, 2024 to Feb 14, 2025
- Individual RAUM · $1.1M to $3.8MSep 4, 2024 to Feb 14, 2025
- RAUM · $148M to $138MSep 4, 2024 to Feb 14, 2025
- Business name · L•••••••• G••••• L•• to M••••••••• C••••••• L••Jul 22, 2024 to Sep 4, 2024
- Legal name · L•••••••• G••••• L•• to M••••••••• C••••••• L••Jul 22, 2024 to Sep 4, 2024
- Accounts · 92 to 103Oct 10, 2023 to Mar 26, 2024
- Corporate clients · 16 to 6Oct 10, 2023 to Mar 26, 2024
- HNW clients · 33 to 16Oct 10, 2023 to Mar 26, 2024
- Individual clients · unset to 7.0Oct 10, 2023 to Mar 26, 2024
- Assets in custody · 12590033.0 to unsetOct 10, 2023 to Mar 26, 2024
- Custody of client assets · true to falseOct 10, 2023 to Mar 26, 2024
- Discretionary RAUM · $128M to $148MOct 10, 2023 to Mar 26, 2024
- HNW RAUM · $68.0M to $92.7MOct 10, 2023 to Mar 26, 2024
- Individual RAUM · $32,439 to $1.1MOct 10, 2023 to Mar 26, 2024
- RAUM · $128M to $148MOct 10, 2023 to Mar 26, 2024
- Wrap assets (manager) · 0.0 to unsetOct 10, 2023 to Mar 26, 2024
- Wrap assets (sponsor) · 0.0 to unsetOct 10, 2023 to Mar 26, 2024
- Accounts · 78 to 92Dec 20, 2022 to Mar 8, 2023
- Charity clients · 2.0 to unsetDec 20, 2022 to Mar 8, 2023
- Corporate clients · 12 to 16Dec 20, 2022 to Mar 8, 2023
- HNW clients · 37 to 33Dec 20, 2022 to Mar 8, 2023
- Pension plan clients · 3.0 to unsetDec 20, 2022 to Mar 8, 2023
- Assets in custody · $3.5M to $12.6MDec 20, 2022 to Mar 8, 2023
- Discretionary RAUM · $143M to $128MDec 20, 2022 to Mar 8, 2023
- HNW RAUM · $56.3M to $68.0MDec 20, 2022 to Mar 8, 2023
- Individual RAUM · unset to 32439.0Dec 20, 2022 to Mar 8, 2023
Signals
5 dated events
- C••••••••• J•••• M•••• left M••••••••• C••••••• L•• for P•••••••• F•••••••• P•••••••• L•• (registered 2025-02-24)Feb 3, 2025 · Advisor changed firm · fact
- J••••••• R••••• (Chief Compliance Officer & Chief Operating Officer) no longer on Schedule A of M••••••••• C••••••• L•• (listed 2022-06-14, absent 2022-12-20)Dec 20, 2022 · Control person left · inference
- Gilbert S•••• Kice (Chief Operating Officer) no longer on Schedule A of M••••••••• C••••••• L•• (listed 2020-05-04, absent 2021-03-11)Mar 11, 2021 · Control person left · inference
- Gilbert S•••• Kice (Chief Operating Officer) appeared on Schedule A of M••••••••• C••••••• L••Mar 18, 2019 · Control person joined · fact
- L•••••••• G••••• L•• filed its initial SEC registration (Form ADV)Oct 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@masterpiececap.comreportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/masterpiece-cap/.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- masterpiececap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (512) 472-9033reportedpublic record, Form ADV, Aug 13, 2026
- Contact form
- masterpiececap.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $125Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026