DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Royal Oak Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Elliot ShoopWestminster Financial Advisory Corp independent RIARoyal Oak Financial Advisors, LLC independent RIARIA to RIAJul 20, 2026Jul 13, 2026
Hans Thomas GappyWestminster Financial Advisory Corp independent RIARoyal Oak Financial Advisors, LLC independent RIARIA to RIAJul 20, 2026Jul 13, 2026
Jacob Edward GingellCetera Investment Advisers LLC BD affiliatedRoyal Oak Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2024Jul 4, 2024
John Michael DyerAmeriprise Financial Services, LLC national BDRoyal Oak Financial Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2018May 3, 2018
James Brendahl WestwoodCg Advisory Services otherRoyal Oak Financial Advisors, LLC independent RIAOtherMar 8, 2018Mar 28, 2018
Paul Edgar EricksonCg Advisory Services otherRoyal Oak Financial Advisors, LLC independent RIAOtherMar 8, 2018Dec 5, 2017
Brian Richard BranchCg Advisory Services otherRoyal Oak Financial Advisors, LLC independent RIAOtherFeb 2, 2018Jan 1, 2025 (2525 d)
Robert Charles MulcahyInvest Financial Corporation otherRoyal Oak Financial Advisors, LLC independent RIAOtherJul 2, 2015Dec 5, 2017 (887 d)
Page 1 of 1
8 moves match.