DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Heritage Wealth Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Pei-Chin AndrewMorgan Stanley wirehouseHeritage Wealth Partners, LLC independent RIAWirehouse to independent RIAMar 9, 2022Mar 21, 2022
Stephen Andrew McbrideLPL Financial LLC independent RIAHeritage Wealth Partners, LLC independent RIARIA to RIANov 28, 2017Nov 21, 2017
Cortland Robert BradburyLPL Financial LLC independent RIAHeritage Wealth Partners, LLC independent RIARIA to RIANov 15, 2017Nov 15, 2017
Matthew P SandsLPL Financial LLC independent RIAHeritage Wealth Partners, LLC independent RIARIA to RIANov 15, 2017Nov 15, 2017
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4 moves match.