DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fortress Private Ledger, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Lewis MonkSparta Wealth Partners independent RIAFortress Private Ledger, LLC independent RIARIA to RIAJun 16, 2026Jun 19, 2026
Kristopher Alexander RoperSparta Wealth Partners independent RIAFortress Private Ledger, LLC independent RIARIA to RIAJun 16, 2026Jun 18, 2026
Brandon Alan WallsLPL Financial LLC BD affiliatedFortress Private Ledger, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2026Feb 2, 2026
Brent James GodwinFidelity Personal And Workplace Advisors BD affiliatedFortress Private Ledger, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2025Mar 27, 2025 (51 d)
William Dean CottonLPL Financial LLC BD affiliatedFortress Private Ledger, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 28, 2024Nov 13, 2024
David Jeffrey HermanWealth Management Advisors, LLC independent RIAFortress Private Ledger, LLC independent RIARIA to RIASep 6, 2024Sep 5, 2024
Kevin Grant BrownSimplicity Wealth otherFortress Private Ledger, LLC independent RIAOtherJul 11, 2024Jul 9, 2024
Adam Lawrence SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFortress Private Ledger, LLC independent RIAWirehouse to independent RIAJun 20, 2024Jun 17, 2024
Amanda Rosplock CampbellSecurian Financial Services, Inc. independent RIAFortress Private Ledger, LLC independent RIARIA to RIAJan 5, 2023Jan 11, 2023
David Harold GrubbsLPL Financial LLC BD affiliatedFortress Private Ledger, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2022Jan 26, 2022
Michael Richard HemmerichLPL Financial LLC independent RIAFortress Private Ledger, LLC independent RIARIA to RIAJul 15, 2019Jul 11, 2019
Kent GravelyLPL Financial LLC independent RIAFortress Private Ledger, LLC independent RIARIA to RIAJun 5, 2019Aug 26, 2019 (82 d)
Jonathan PopeWoodbridge Advisors unclassifiedFortress Private Ledger, LLC independent RIAOtherOct 12, 2018Oct 26, 2018
Christopher Joseph GureLPL Financial LLC independent RIAFortress Private Ledger, LLC independent RIARIA to RIAAug 27, 2018Aug 16, 2018
Joseph Nicholas GrabarLPL Financial LLC independent RIAFortress Private Ledger, LLC independent RIARIA to RIAAug 24, 2018Aug 16, 2018
William John ZimmerMML Investors Services, LLC otherFortress Private Ledger, LLC independent RIAOtherApr 6, 2017Nov 20, 2018 (593 d)
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16 moves match.