DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wealth Alliance Advisory Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clark Cary ArmorAdamsbrown Wealth Consultants LLC independent RIAWealth Alliance Advisory Group, LLC independent RIARIA to RIAFeb 13, 2026May 29, 2026 (105 d)
Tyler James PeacheyPruco Securities, LLC BD affiliatedWealth Alliance Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2021Oct 4, 2021 (172 d)
Cynthia Louise PatryTd Ameritrade, Inc. no RAUMWealth Alliance Advisory Group, LLC independent RIAOtherApr 28, 2020Jun 5, 2020 (38 d)
Bruce R. Van BebberUBS Financial Services Inc. wirehouseWealth Alliance Advisory Group, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 11, 2017Nov 30, 2017
Gary Winfield DeckerUBS Financial Services Inc. wirehouseWealth Alliance Advisory Group, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 11, 2017Nov 30, 2017
Matthew Glen CatlinUBS Financial Services Inc. wirehouseWealth Alliance Advisory Group, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 11, 2017Nov 30, 2017
Austin SanderUBS Financial Services Inc. wirehouseWealth Alliance Advisory Group, LLC independent RIAWirehouse to independent RIADec 11, 2017Jan 4, 2022 (1485 d)
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7 moves match.