DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Syndicated Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Paul De Guzman Juloya | Palomar Advisors Inc. mixed wealth | Syndicated Capital, Inc. independent RIA | RIA to RIA | Dec 20, 2021 | Jan 27, 2022 (38 d) |
| Michael Francis Nguyen | MML Investors Services, LLC BD affiliated | Syndicated Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2021 | Jan 1, 2025 (1175 d) |
| Julia Rong Cheng | Sb Advisory, LLC independent RIA | Syndicated Capital, Inc. independent RIA | RIA to RIA | Jul 29, 2020 | Jan 2, 2026 (1983 d) |
| Winston Frederick Justice | Wells Fargo Advisors wirehouse | Syndicated Capital, Inc. independent RIA | Wirehouse to independent RIA | Jul 11, 2016 | Jul 27, 2018 (746 d) |
| Stephen Linkan Kagawa | Transamerica Financial Advisors, LLC other | Syndicated Capital, Inc. independent RIA | Other | Dec 31, 2009 | Jan 1, 2025 (5480 d) |
| John Kiem Liong Kwee | Transamerica Financial Advisors, Inc. unclassified | Syndicated Capital, Inc. independent RIA | Other | May 6, 2008 | Jul 19, 2010 (804 d) |
| Bradley Jason Boeck | Country Trust Bank unclassified | Syndicated Capital, Inc. independent RIA | Other | Jul 27, 2007 | Jun 19, 2009 (693 d) |
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7 moves match.