DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Forty North Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew David TuftMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseForty North Wealth independent RIAWirehouse to independent RIAJan 16, 2024Jan 15, 2024
Catherine Smith TeichertFrontier Asset Management, LLC mixed wealthForty North Wealth independent RIARIA to RIAJan 19, 2023Mar 8, 2024 (414 d)
Timothy A SzymanskiNtb Advisors, A Division Of Ntb Financial Corporation BD affiliatedForty North Wealth independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2022Dec 14, 2022
Nicholas John SchneiderPruco Securities, LLC BD affiliatedForty North Wealth independent RIAAffiliated broker-dealer or bank to independent RIANov 15, 2021Nov 15, 2021
Donald Phillip HafnerSii Investments, Inc. BD affiliatedForty North Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 21, 2017Dec 20, 2017
Michael Allan DavisSii Investments, Inc. BD affiliatedForty North Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 21, 2017Dec 19, 2017
William Paul TannerSii Investments, Inc. BD affiliatedForty North Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 19, 2017Dec 19, 2017
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7 moves match.