DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 56 Capital Partners, Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Robert Easton | T. Rowe Price Advisory Services, Inc. BD affiliated | 56 Capital Partners, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2025 | Feb 9, 2026 (185 d) |
| Elizabeth Kelly Schlitter | Wells Fargo Advisors wirehouse | 56 Capital Partners, Ltd independent RIA | Wirehouse to independent RIA | Jan 25, 2024 | Feb 6, 2024 |
| Rodolfo S Ayala Fuentes | Wells Fargo Advisors wirehouse | 56 Capital Partners, Ltd independent RIA | Wirehouse to independent RIA | Aug 18, 2022 | Aug 30, 2022 |
| Derek Jacob Martin | Northwestern Mutual Investment Services,LLC no RAUM | 56 Capital Partners, Ltd independent RIA | Other | Dec 5, 2017 | Feb 8, 2018 (65 d) |
| Erin Renee Watkins | Northwestern Mutual Investment Services,LLC no RAUM | 56 Capital Partners, Ltd independent RIA | Other | Dec 5, 2017 | Feb 8, 2018 (65 d) |
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5 moves match.