DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pcg Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William James Hudnall | Symphonic Financial Advisors LLC bank affiliated | Pcg Wealth Management independent RIA | Other | Nov 8, 2023 | Feb 5, 2024 (89 d) |
| Andrew Ross Warner | Cetera Advisors LLC BD affiliated | Pcg Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | Apr 10, 2023 |
| John Joseph Skowronski | Securities America Advisors, Inc. BD affiliated | Pcg Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2019 | Jun 13, 2019 |
| Scott Andraius Muss | Waddell & Reed BD affiliated | Pcg Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2018 | Sep 22, 2021 (1146 d) |
| Michael Patrick Petrosky | Waddell & Reed BD affiliated | Pcg Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2018 | Sep 22, 2021 (1146 d) |
| Douglas Alan Davis | Waddell & Reed BD affiliated | Pcg Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2018 | Sep 22, 2021 (1147 d) |
| Lisa Faye Leisure | J.J.B. Hilliard, W.L. Lyons, LLC independent RIA | Pcg Wealth Management independent RIA | RIA to RIA | Jul 10, 2018 | Sep 22, 2021 (1170 d) |
| Richard Kent Johnson | Good Life Advisors, LLC other | Pcg Wealth Management no RAUM | Other | Jan 4, 2018 | Jan 4, 2018 |
| Bradley Sheldon Morris | Good Life Advisors, LLC other | Pcg Wealth Management no RAUM | Other | Jan 4, 2018 | Jan 9, 2018 |
| Craig Joseph Kurth | V Wealth Advisors LLC independent RIA | Pcg Wealth Management no RAUM | RIA to a newly registered adviser | Dec 31, 2017 | Jan 3, 2018 |
| Christopher Raymond Wade | V Wealth Advisors LLC independent RIA | Pcg Wealth Management no RAUM | RIA to a newly registered adviser | Dec 31, 2017 | Jan 2, 2018 |
| Herman Edvin Lall | V Wealth Advisors LLC independent RIA | Pcg Wealth Management no RAUM | RIA to a newly registered adviser | Dec 31, 2017 | Jan 3, 2018 |
| Jonathan David Lall | V Wealth Advisors LLC independent RIA | Pcg Wealth Management no RAUM | RIA to a newly registered adviser | Dec 31, 2017 | Jan 2, 2018 |
| Alexandra Kiley Kurth Garden | V Wealth Advisors LLC independent RIA | Pcg Wealth Management no RAUM | RIA to a newly registered adviser | Dec 31, 2017 | Jan 2, 2018 |
| Michael Kevin Garden | V Wealth Advisors LLC independent RIA | Pcg Wealth Management no RAUM | RIA to a newly registered adviser | Dec 31, 2017 | Jan 2, 2018 |
| Robert Charles Wright | Waddell & Reed other | Pcg Wealth Management independent RIA | Other | Dec 13, 2017 | Aug 26, 2019 (621 d) |
| James Michael Schank | Waddell & Reed other | Pcg Wealth Management independent RIA | Other | Jan 10, 2017 | Dec 14, 2018 (703 d) |
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17 moves match.