DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Hilltop Wealth & Tax Solutions

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyler A BollaSchwab Wealth Advisory, Inc. no RAUMHilltop Wealth & Tax Solutions independent RIAOtherFeb 5, 2026Feb 26, 2026
Clifton Douglas HawkinsOsaic Institutions, Inc. BD affiliatedHilltop Wealth & Tax Solutions independent RIAAffiliated broker-dealer or bank to independent RIAMay 12, 2020Aug 25, 2020 (105 d)
Gery Joseph SadzewiczVeracity Wealth Management LLC state registeredHilltop Wealth & Tax Solutions independent RIAOtherJul 31, 2018Jan 2, 2018
Erik William BrennerAmeriprise Financial Services, LLC national BDHilltop Wealth & Tax Solutions independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2018Jan 30, 2018
William Lee DavisAmeriprise Financial Services, LLC national BDHilltop Wealth & Tax Solutions independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2018Mar 2, 2018
Matthew David AurenzAmeriprise Financial Services, LLC national BDHilltop Wealth & Tax Solutions independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2018Jan 31, 2018
Elizabeth Ann FoleyAmeriprise Financial Services, LLC national BDHilltop Wealth & Tax Solutions independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2018Jan 1, 2025 (2528 d)
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7 moves match.