DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Eq Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Okamoto | Fidelity Personal And Workplace Advisors BD affiliated | Eq Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2024 | Jun 28, 2024 |
| Courtney O'Kelly Hanrahan | Capital Planning, LLC independent RIA | Eq Wealth Management independent RIA | RIA to RIA | May 31, 2024 | Jun 5, 2024 |
| Nathan Evan Tepp | Wells Fargo Advisors wirehouse | Eq Wealth Management independent RIA | Wirehouse to independent RIA | Jan 15, 2020 | Jan 6, 2020 |
| Tanner Mcmahon | Morgan Stanley wirehouse | Eq Wealth Management independent RIA | Wirehouse to independent RIA | Dec 3, 2018 | Dec 4, 2018 |
| John Michael Quigley | Capital Planning, LLC independent RIA | Eq Wealth Management no RAUM | RIA to a newly registered adviser | Apr 9, 2018 | Mar 7, 2018 |
| Stephen Patrick Emanuels | Capital Planning, LLC independent RIA | Eq Wealth Management no RAUM | RIA to a newly registered adviser | Apr 9, 2018 | Mar 7, 2018 |
| Michael John Varga | Capital Planning, LLC independent RIA | Eq Wealth Management no RAUM | RIA to a newly registered adviser | Apr 9, 2018 | Feb 5, 2018 |
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7 moves match.