DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ma Private Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vijay C Patel | Mercer Global Advisors Inc. independent RIA | Ma Private Wealth, LLC independent RIA | RIA to RIA | Feb 11, 2021 | Jul 7, 2021 (146 d) |
| Nicholas T Scott | Alamo Capital independent RIA | Ma Private Wealth, LLC independent RIA | RIA to RIA | May 14, 2019 | Jun 12, 2019 |
| Erica Lynn Arroyo | Ameriprise Financial Services, LLC national BD | Ma Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 31, 2018 | Jan 26, 2018 |
| Martin Scott Miller | Ameriprise Financial Services, LLC national BD | Ma Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2018 | Jan 26, 2018 |
| Joel Robert Van Hofwegen | Ameriprise Financial Services, LLC national BD | Ma Private Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 30, 2018 | Jan 26, 2018 |
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5 moves match.