DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Carson Group Investing

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Grant EngelbartOrion Portfolio Solutions, LLC BD affiliatedCarson Group Investing asset managerOtherJul 7, 2023Aug 16, 2023 (40 d)
Brett Dale CarsonCwm, LLC BD affiliatedCarson Group Investing asset managerOtherMay 5, 2023Mar 21, 2022
Stephen Mark SwensenCwm, LLC BD affiliatedCarson Group Investing asset managerOtherSep 15, 2022Aug 2, 2022
Vishnu Tait LekrajCwm, LLC BD affiliatedCarson Group Investing asset managerOtherMar 8, 2022Jul 8, 2021
Sonu Sam VargheseConvex Capital Management LLC independent RIACarson Group Investing independent RIARIA to RIAJul 31, 2019Sep 4, 2019 (35 d)
Rick C. JasterQbi Financial, LLC independent RIACarson Group Investing no RAUMRIA to a newly registered adviserJun 14, 2018Jul 18, 2018 (34 d)
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6 moves match.