DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Briggs Advisory Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nolin Rossi FriasJohn Hancock Investment Management LLC asset managerBriggs Advisory Group, Inc. independent RIAOtherApr 22, 2022May 11, 2022
Ronald Scott Sanderson1st Global Advisors Inc BD affiliatedBriggs Advisory Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2019Jan 8, 2020 (90 d)
Glenn Stuart Logan1st Global Advisors Inc BD affiliatedBriggs Advisory Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 12, 2018Mar 26, 2018
Dawn Ellen Filliatreault Wood1st Global Advisors Inc BD affiliatedBriggs Advisory Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 12, 2018Mar 19, 2018
Bradley Steven Bechok1st Global Advisors Inc BD affiliatedBriggs Advisory Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 12, 2018Mar 26, 2018
James Gerard Couch1st Global Advisors Inc BD affiliatedBriggs Advisory Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 12, 2018Mar 19, 2018
Christopher J Ricci1st Global Advisors Inc BD affiliatedBriggs Advisory Group, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 12, 2018Mar 19, 2018
Page 1 of 1
7 moves match.