DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trivium Point Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bianca J Schuman | Htg Investment Advisors Inc independent RIA | Trivium Point Advisory, LLC independent RIA | RIA to RIA | Apr 17, 2026 | May 12, 2026 |
| Brandon Levine | LPL Financial LLC BD affiliated | Trivium Point Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2024 | Dec 15, 2023 |
| Ziyah Ruth Esbenshade | Ameriprise Financial Services, LLC national BD | Trivium Point Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2023 | Jan 2, 2024 |
| Michael Anthony Cirone | Altium Wealth Management independent RIA | Trivium Point Advisory, LLC independent RIA | RIA to RIA | Jan 17, 2023 | May 23, 2025 (857 d) |
| James Allen Thompson | MML Investors Services, LLC BD affiliated | Trivium Point Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2020 | Oct 23, 2025 (1848 d) |
| James A Salerno | MML Investors Services, LLC BD affiliated | Trivium Point Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2020 | Dec 15, 2023 (1170 d) |
| Ron Andrew Pac | MML Investors Services, LLC BD affiliated | Trivium Point Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2020 | Dec 15, 2023 (1170 d) |
| Cole Conrad | MML Investors Services, LLC BD affiliated | Trivium Point Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2020 | Dec 15, 2023 (1170 d) |
| George Robert Gerhard | MML Investors Services, LLC BD affiliated | Trivium Point Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2020 | Dec 15, 2023 (1171 d) |
| Eric Mechler | MML Investors Services, LLC BD affiliated | Trivium Point Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2020 | Feb 28, 2020 |
| Anthony Walter Leone | MML Investors Services, LLC BD affiliated | Trivium Point Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2020 | Feb 28, 2020 |
| Steven C Pawlowski | UBS Financial Services Inc. wirehouse | Trivium Point Advisory, LLC independent RIA | Wirehouse to independent RIA | Feb 13, 2019 | Feb 4, 2021 (722 d) |
| Jordan Michael Grabowski | MML Investors Services, LLC BD affiliated | Trivium Point Advisory, LLC other | Other | Feb 1, 2019 | Jan 24, 2019 |
| Edward J Schechter | Kestra Advisory Services, LLC BD affiliated | Trivium Point Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2018 | Jun 13, 2019 (185 d) |
| Lee Scott Rawiszer | Kestra Advisory Services, LLC BD affiliated | Trivium Point Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 30, 2018 | May 16, 2018 |
| Paul Robert Volpe | Kestra Advisory Services, LLC BD affiliated | Trivium Point Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 30, 2018 | May 16, 2018 |
| Traci Leigh Saxon | Kestra Advisory Services, LLC BD affiliated | Trivium Point Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 30, 2018 | May 15, 2018 |
| David Grad Halper | Kestra Advisory Services, LLC BD affiliated | Trivium Point Advisory, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 23, 2018 | May 15, 2018 |
| Greg Re | Kestra Advisory Services, LLC BD affiliated | Trivium Point Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2018 | Jun 25, 2019 (404 d) |
| Stephen Thomas Haeckel | Msi Financial Services, Inc. other | Trivium Point Advisory, LLC independent RIA | Other | Apr 1, 2010 | Dec 15, 2023 (5006 d) |
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20 moves match.