DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Altium Wealth Management

Former SEC-registered adviserPurchase, New YorkCRD 317691SEC 801-123398IAPD
Legal name Hightower Altium Holding, LLC
Latest filing Apr 5, 2023
First filing on the tape Feb 4, 2022 · 4 filings
RAUM
$2.9B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$2.9B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
36
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$2.9B as of Apr 5, 2023
Feb 4, 2022$0 then
HNW client RAUM$2.7B as of Apr 5, 2023
Feb 4, 2022$0 then
State-registered IARs (5.B.3)14 as of Apr 5, 2023
Feb 4, 202216 then
Employees (5.A)36 as of Apr 5, 2023
Feb 4, 202239 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 5, 2023; every figure names its basis
RAUM per advisor
$210MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
72derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.1MderivedHNW RAUM over HNW clients
Average account
$833,083derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.6derivedItem 5.A over advisors
Advisors per office
14.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.7B92%
  • Individuals$207M7.0%
  • Pension and profit-sharing plans$38.1M1.3%
Individual clients
478reported
HNW clients
533reported
Pension plan clients
19reported
Charitable clients
n/areported
Accounts
3,532reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Jeremy Daniel Berg · Director Of Financecontrol
    since 02/2022 · owns less than 5%
  • Thomas John Boyle · Principalcontrol
    since 02/2022 · owns less than 5%
  • Robert Gregory Slater · Chief Investment Officercontrol
    since 02/2022 · owns less than 5%
  • Joseph Robert Sypher · Chief Compliance Officer And Chief Operations Officercontrol
    since 02/2022 · owns less than 5%
Entity owners
  • Hightower Holdings, LLC · Member
    direct · owns 75% or more
  • Hightower Intermediate, LLC · Member
    indirect · owns F of Hightower Holdings, LLC
  • Ht Holding, LLC · Member
    indirect · owns 75% or more of Hightower Intermediate, LLC
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 3,222 to 3,532
    Jul 8, 2022 to Mar 29, 2023
  • Advisory employees · 19 to 22
    Jul 8, 2022 to Mar 29, 2023
  • Business name · HIGHTOWER ALTIUM HOLDING, LLC to ALTIUM WEALTH MANAGEMENT
    Jul 8, 2022 to Mar 29, 2023
  • HNW clients · 473 to 533
    Jul 8, 2022 to Mar 29, 2023
  • Individual clients · 472 to 478
    Jul 8, 2022 to Mar 29, 2023
  • Pension plan clients · 35 to 19
    Jul 8, 2022 to Mar 29, 2023
  • Employees · 39 to 36
    Jul 8, 2022 to Mar 29, 2023
  • State-registered IARs · 16 to 14
    Jul 8, 2022 to Mar 29, 2023
  • Discretionary RAUM · $2.5B to $2.9B
    Jul 8, 2022 to Mar 29, 2023
  • HNW RAUM · $2.3B to $2.7B
    Jul 8, 2022 to Mar 29, 2023
  • Individual RAUM · $200M to $207M
    Jul 8, 2022 to Mar 29, 2023
  • Non-discretionary RAUM · $52.8M to $38.1M
    Jul 8, 2022 to Mar 29, 2023
  • Pension RAUM · $76.2M to $38.1M
    Jul 8, 2022 to Mar 29, 2023
  • RAUM · $2.5B to $2.9B
    Jul 8, 2022 to Mar 29, 2023
  • Accounts · 0 to 3,222
    Feb 4, 2022 to Jul 8, 2022
  • HNW clients · 483 to 473
    Feb 4, 2022 to Jul 8, 2022
  • Individual clients · 422 to 472
    Feb 4, 2022 to Jul 8, 2022
  • Pension plan clients · 39 to 35
    Feb 4, 2022 to Jul 8, 2022
  • Financial planning clients · 0 to 51-100
    Feb 4, 2022 to Jul 8, 2022
  • Discretionary RAUM · $0 to $2.5B
    Feb 4, 2022 to Jul 8, 2022
  • HNW RAUM · $0 to $2.3B
    Feb 4, 2022 to Jul 8, 2022
  • Individual RAUM · $0 to $200M
    Feb 4, 2022 to Jul 8, 2022
  • Non-discretionary RAUM · $0 to $52.8M
    Feb 4, 2022 to Jul 8, 2022
  • Pension RAUM · $0 to $76.2M
    Feb 4, 2022 to Jul 8, 2022
  • RAUM · $0 to $2.5B
    Feb 4, 2022 to Jul 8, 2022
Signals
26 dated events
  • Jeffrey Wu left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • James Giangrande left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Anthony Croce left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Michael Buonassisi left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Dylan Curran left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Mitchell Scott Brill left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Tyler Bisack left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • James John Dowling left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Conor Ryan left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • David Siegel left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Ryan Darmofal left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Gregory Slater left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Brennian Antell left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Paul Vincent Bucci left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Jeffrey Bart Perlmutter left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Charles Paksi left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Anthony Destefano left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Scott Tasch left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Courtney Ingraham left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Todd Stewart Levy left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Adam Nalewajek left Altium Wealth Management for Hightower Advisors, Llc (registered 2023-04-21)
    May 18, 2023 · Advisor changed firm · fact
  • Altium Wealth Management's advisors moved to Hightower Advisors, LLC (Purchase, NY): 21 of 21 registered, on the same day
    May 18, 2023 · Firm absorbed (people side) · derived
  • Christopher Peter Underhill no longer registered at Altium Wealth Management; no later IA registration on IAPD
    Mar 16, 2023 · Advisor departure · fact
  • Michael Anthony Cirone left Altium Wealth Management for Trivium Point Advisory, Llc (registered 2025-05-23)
    Jan 17, 2023 · Advisor changed firm · fact
  • Altium Wealth Management LLC's advisors moved to Altium Wealth Management (Purchase, NY): 21 of 22 registered, on the same day
    Jun 1, 2022 · Firm absorbed (people side) · derived
  • Hightower Altium Holding, Llc filed its initial SEC registration (Form ADV)
    Feb 4, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026